Paul Ricoeur:
The Intersection Between Solitude and Connection
Kathleen O’Dwyer
While
the work of Paul Ricoeur
ranges over diverse subjects – the problem of evil, the meaning of
identity, human will, and human fragility - his philosophical writings
have increasingly centered
on hermeneutics as the key instrument in the search for meaning; he
sees human experience as inherently interpretive; and he asserts that
language is both the foundation and the form of one’s encounter with
reality and one’s attempt to make sense of the world:
The
decisive feature of hermeneutics is the capacity of world-disclosure
yielded by texts. Hermeneutics is not confined to texts nor to authors
of texts; its primary concern is with the worlds which these authors
and texts open up. It is by an understanding of the worlds, actual and
possible, opened up by language that we may arrive at a better
understanding of ourselves (Ricoeur, 1991: 490).
William
Hall explores Ricoeur’s work with the focus on ‘what
his writings tell us about what it means to be human’, and he argues
that ‘his philosophy can be viewed as a singular project which is
centrally concerned with this question of human meaning’
(Hall, 2007: 4). Ricoeur’s
philosophy aims at greater understanding, of the world, of the subject,
and of
the relationship between them. A key aspect of this relationship
between the subject and what is external to it is the ambiguous,
challenging and volatile intersection of self – self-love,
self-preservation, self-centeredness,
self-care, self-esteem, etc. – and other – acceptance, concern,
empathy, recognition and acknowledgement of the other; it is the
mediation between ‘oneself’ and ‘another’, between one’s essential
solitude and the possibility of solicitude.
Ricoeur’s
examination of the role of language in human experience, its inevitable
translation both across different language usages and within
same-language contexts, and its power to reveal and to conceal the
truth of who we are and how we live, forms the nucleus of his analysis
of the human subject as ambiguous, fallible, and mysterious, but also
as potentially powerful, loving, and creative. The expanse of this
spectrum is noted by Richard Kearney as he addresses Ricoeur with the
reflection: ‘It is remarkable that you should begin your philosophical
career by reflecting on the nature of l’homme fallible (fallible man)
and conclude by shifting the focus to l’homme capable’ (Kearney,
2004: 167). Human weakness, frailty and failure co-exist with human
capability, power and possibility, and Ricoeur’s analysis may be
construed as a commitment to strive towards the possible in full
cognizance of its obstacles.
Ricoeur
justifies his insistence on the hermeneutical nature of human existence
because, he argues, ‘language is the only complete, exhaustive, and
objectively intelligible expression of human interiority’ (Ricoeur,
1970: 545). This view of language, as ‘the only…intelligible expression
of human interiority’,
acknowledges the limitations of language, and
leads Ricoeur to work towards the possibility of a restorative
hermeneutics wherein meaning is retrieved/restored/recovered through
open and comprehensive attempts at interpretation. This may appear to
conflict with a hermeneutics of suspicion which Ricoeur associates with
Freudian psychoanalysis as the latter
discerns a hidden meaning concealed or distorted in the conscious
expression of language. However, as Kearney
explains, for Ricoeur, the hermeneutics of suspicion is necessary for a
hermeneutics of affirmation (Kearney,
2004: 7):
Suspicion
takes the form of a critique of false consciousness by the three
‘masters of suspicion’ – Freud, Marx and Nietzsche…All three recognized
that meaning, far from being transparent to itself, is an enigmatic
process which conceals at the same time as it reveals. Ricoeur insists
therefore on the need for a hermeneutics of suspicion which demystifies
our illusions (Kearney,
2004: 7, 8).
Both
hermeneutical practices endeavour, albeit through different methods and
directions, to disclose truth and meaning, and to confront the
ambiguities of self-knowledge and self-deception. Kearney,
in his introduction to Ricoeur’s short thesis, On Translation,
explains that for Ricoeur, translation ‘indicates the everyday act of
speaking as a way not only of translating oneself to another…but also
and more explicitly of translating
oneself to oneself’.
The titles of some of Ricoeur’s works, for example, The Course of Recognition, Fallible Man, and
Oneself as Another,
suggest an outline of some of the obstacles to the fulfillment
of human potential, the complexities inherent in encountering the
alterity of the other, and hence an analysis of the barriers
to the
experience of human relationship.
Ricoeur’s
work involves an acknowledgement of opposition and conflict as an
inescapable dimension of human living. He notes the oppositional nature
of diverse political ambitions, of different national aspirations, of
contrasting ideological convictions, and of myriad philosophical and
historical interpretations of human experience. Without cynicism, and
without despair, Ricoeur acknowledges human failure to realize genuine
human community as
recounted throughout history and as experienced in many manifestations
in contemporary times. Underlying
these failures, Ricoeur recognizes the conflicting nature of many
inter-personal relationships, as the human subject strives to discover,
and to maintain, his or her identity in a world which is already
interpreted before the individual’s entry to it: ‘In being born I enter
into the world of language that precedes me and envelops me’ (Ricoeur,
2002: 27). The
identity of the individual, at all the stages of life and development,
is inter-linked with, and perhaps inter-dependent on reflection,
recognition and expectation of the other, in personal, cultural and
social realms. An inevitable tension ensues, a tension between the
experience, the desire and uniqueness of the individual and the
corresponding existence of the other. The correspondence between the
experience of the self and the other entails similarities and
commonalities in the experience of being human, but it is
counter-balanced with the reality of difference and divergence. Ricoeur
argues for an acceptance of difference, for a living-with diversity,
and for a respect which honours the multiplicity of human thought and
interpretation. According to David Kaplan, this is ‘one of Ricoeur’s
many strengths as a philosopher…He tends to think in terms of
opposites, pairs, and contrasts juxtaposed in such a way that
highlights and preserves differences, while resisting the temptation to
synthesize a new unity’ (Kaplan, 2003: 1). Thus, Ricoeur advocates a
focus on bridge-building and mediation between diverse positions and
interpretations rather than an unrealistic attempt to integrate
difference.
This is the basis of his ethical vision.
Ricoeur
defines the ‘ethical intention’ as ‘aiming at the “good life” with and for others, in
just institutions’
(Ricoeur, 1992: 172), he is firmly asserting the existential bond
between the self and the other, and he is also insisting on a
philosophy of action, the practical expression of his philosophical
thought. Ricoeur is using the phrase, “the good life” in the
Aristotelian sense of “living well” or the Proustian concept of the
“true life”; he explains that ‘the “good life” is, for each of us, the
nebulous of ideals and dreams of achievement with regard to which a
life is held to be more or less fulfilled or unfulfilled’, and he
stresses the practical manifestation of this aim: ‘we would say that it
is the unending work of interpretation applied to action and to oneself
that we pursue the search for adequation between what seems to us to be
best with regard to our life as a whole and the preferential choices
that govern our practice’ (Ricoeur, 1992: 179). Our
values are expressed in the choices which determine our actions. The
living of ‘the good life’ entails living ‘with others’ and resounds
with Martin
Buber’s
definition of ‘community’
as an extension of the ‘I-Thou’ relationship between authentic selves.
Many,
if not all of our chosen action, have an impact on others and on our
relationships with others. The
difficulties involved in the open embrace of the other, in
interpersonal and institutional realms, are aptly chronicled in various
interpretations of human history, and continue to challenge
contemporary ideals of peaceful co-existence between nations, groups,
and individuals. These difficulties and
challenges inevitably pose challenges to the experience of relationship
in human living, and are confronted and analysed creatively in the
philosophy of Ricoeur.
The Fragmented Multiplicity of the Subject
We
do not mistake ourselves without also being mistaken about others and
our relations with them (Ricoeur, 2005: 257).
Illusions
pertaining to concepts of subjectivity, distorted assumptions regarding
human nature, and mistaken perceptions of self and other, diminish the
potential of human relationships. Ricoeur’s analysis of the human
subject examines and critiques diverse interpretations and descriptions
which have been offered throughout the history of philosophy. He
questions the concept of the self as a fixed unity which underlies the
Cartesian cogito,
and he
notes
‘the humiliation of the cogito reduced to sheer illusion following the
Nietzschean critique’ (Ricoeur, 1992: 299); he rejects the contention
of thinkers such as Michel Foucault that the subject is merely a
construct of particular cultures; and he dismisses the description of
subjectivity as a biochemical entity endorsed by some analytic
philosophers. Instead, Ricoeur proposes a narrative understanding of
subjectivity that takes into account the open-ended and fluid nature of
one’s life description, and which, as Kearney points out, cannot be
restricted to dogmatic formulations: ‘The narrative model of identity
suggests that the age-old virtue of self-knowledge…involves not some
self-enclosed ego but a hermeneutically examined life freed from naïve
archaisms and dogmatisms’ (Kearney, 2004: 199). According to this
narrative understanding of identity, the temporal dimension of selfhood
precludes fixed definitions, unchangeable certainties, and necessitates
an acceptance of fragility, vulnerability and fallibility: ‘the Self is
aimed at rather than experienced…the person is primarily a project
which I represent to myself, which I set before me and entertain’
(Ricoeur, 2002: 69). Thus, Ricoeur explains the ‘mobile’ nature of
identity:
narrative
identity is not that of an immutable substance or of a fixed structure,
but rather the mobile identity issuing from the combination of the
concordance of the story, taken as a structured totality, and the
discordance imposed by the encountered events…it is possible to revise
a recounted story which takes account of other events, or even which
organizes the recounted events differently (Ricoeur, 1996: 6).
Concordance
and discordance characterize the developmental nature of personal
identity as it is constantly exposed to change and to
re-interpretation. As
Morny Joy explains in her introduction to this aspect of Ricoeur’s
work, in Paul Ricoeur and Narrative,
Ricoeur’s
approach is hermeneutical in that it accepts that we are constantly
part of a process of interpretation and reinterpretation. We are
involved in a constant evolution whereby the past is being integrated
into the present, and the present refining its perceptions of the past
and of its own definitions (Joy:
1977: xxvi).
Thus,
Ricoeur
asserts
that the temporal unfolding of life may be understood as the unfolding
of a narrative, an open-ended life-story which is constantly re-narrated
in the light of reflection and experience: ‘Learning to narrate oneself
is also learning how to narrate oneself in other ways’ (Ricoeur, 2005:
101). This Ricoeuerian concept is aptly captured in the title given to
one of Ricoeur’s essays on the theme, “Life: A Story in Search of a
Narrator”, and he opens the essay with the following words: ‘That life
has to do with narration has always been known and said; we speak of
the story of a life to characterize the interval between birth and
death’. However, Ricoeur adds a warning note: ‘And yet this
assimilation of a life to a history should not be automatic; it is a
commonplace that should first be subjected to critical doubt’ (Ricoeur,
1991: 425).
Story-telling,
personal as well as fictional, helps one to make sense of one’s life,
and the importance of narration, especially in the light of insight
gained through interpretation, memory and integration, is an essential
characteristic of the psychoanalytic process as outlined by Freud and
Lacan. The
contemporary psychoanalyst/philosopher, Judith Butler, refers to this
experience as Giving an Account of Oneself,
and stresses that narration always implies a listening and receiving
other: ‘An account of oneself is always given to an-other, whether
conjured or existing’ (Butler, 2005: 21). Our story becomes real and
meaningful when it is related to another, whether this other is real or
imagined, familiar or anonymous. According
to Freud the unconscious also emerges as a narrative in dreams; Lacan
expands on this theme, famously stating that ‘the unconscious is
structured like a language’ (Lacan, 1999: 15); thus, through the medium
of language in the psychoanalytic encounter, an integration of the past
with the present is enabled in a re-narration of the subject’s
life-story. This process, inside or outside the psychoanalytic setting,
requires a radical shift from illusions of self-knowledge,
self-transparency, and self-righteous possession of the truth of
oneself and of others; it requires a different interpretation of the
subject, a renunciation of ‘the ideal of the perfect translation’
(Ricoeur, 2006: 8). Accordingly, meaning can only ever be temporary, as
the openness to ongoing interpretation precludes completion and fixity.
This
aspect of Ricoeur’s thought raises the question of authority, or
authorship, regarding the narration of a life. Does this authority rest
with the individual, or can other narrators of that life also be valid?
This is central to Jacques
Derrida’s
critique of psychoanalysis, as he argues that the process of analysis
inevitably involves the imposition of another’s truth on the subject
no matter how this imposition is masked as
interpretation, facilitation, or echoing
of the subject’s own truth:
‘To analyze anything whatsoever, anyone whatsoever, for anyone
whatsoever, would mean saying to the other: choose my solution, prefer
my solution, take my solution, love my solution; you will be in truth
if you do
not resist my solution’ (Derrida, 1998: 9). Reflecting the paradox
inherent in the psychoanalytic ‘rule’ of ‘free’ association, and the
psychoanalytic explanation of ‘resistance’ to the analyst’s
interpretation, Derrida’s argument poses questions of validity and
ethics regarding the possible invasion of the private space of the
individual and the forced acceptance of a new conformity, which may be
a denied reality of psychoanalytic practice. Derrida
extends his argument to question the validity of biography, whereby a
person’s story is restricted to the perspective of the biographer, with
its inevitable prejudices and selective emphasis. The analogy between
biography and history is obvious – history is essentially constructed
through whole or partial biographies,
and hence is
susceptible
to similar arguments.[1]
Ricoeur
explores the complicated nature of selfhood in Oneself as Another, and
his conclusion is summarized by Kaplan, in Ricoeur’s Critical Theory,
as the assertion that ‘the many different ways of posing the question
of selfhood suggests that there is no single, unitary conception of the
self but multiple aspects of selfhood that are illuminated by posing
different questions’ (Kaplan, 2003: 83). Ricoeur refers to the
influence of society on the conditions of our adjustment, echoing
Freud’s discussion of the conflict between individual happiness and the
demands of civilization: ‘most often we treat ourselves as objects.
Working and social life require this objectification’
(Ricoeur, 2002: 101),
but he suggests that the individual personality also plays a part in
imposing these requirements, and thus he describes ‘a level of
pretension that is determined jointly by society and the subject’s
personality’ (Ricoeur, 2002: 101).
Unquestioned
acceptance of illusory theories of selfhood which profess ideals of
self-knowledge, self-sufficiency, and self-unity, entails a rejection
of the essential multiplicity of the self, with its diverse and often
discordant pluralities and variations. This is achieved only by a
masking of one’s vulnerabilities and mutability. The necessary mask
is that of unity,
coherence
and achievement,
suggestive of a fixed subjectivity which is closed and secure from the
permeations of encounter with experience, since this experiential
encounter necessarily demands an openness to change and revision. The
mask of self-unity and self-completion also, either consciously or
unconsciously, imposes a veil of a priori judgments
and expectations on the other, whether this other is an event, a text
or a person, and it therefore precludes and prevents a recognition and
reception of difference or alterity,
in oneself and in the other; if the self is fixed, the other is also
fixed.
The inherent danger and limitation of illusory unity is suggested by Kearney;
‘Narrative
concordance can mask discordance; its drive for order and unity
displacing difference…it can degenerate into oppressive grand narratives’[2]
(Kearney,
2004: 110).
The desire for unity and the corresponding denial of difference and
complexity necessitates the oppression of that which does not
correspond to this ideal, and the repression of one’s awareness of such
ambiguity and plurality diminishes the possibility of mediation within
oneself and with others:
Man
is not intermediate because he is between angel and animal; he is
intermediate within himself, within his selves. He is intermediate
because he is a mixture, and a mixture because he brings about
mediations. His ontological characteristic of being-intermediate
consists precisely in that his act of existing is the very act of
bringing about mediations between all the modalities and all the levels
of reality within him and outside him (Ricoeur, 2002: 3).
Ricoeur
suggests that the self is therefore a mediation between constancy and
change, between innate characteristics and the transformations which
result from the ongoing character
of
lived experience, between what he describes as idem-identity
and ipse-identity:
ipse-identity
involves a dialectic complementary to that of selfhood and sameness,
namely the dialectic of self and the other than self. As long as one
remains within the circle of sameness-identity, the otherness
of the other than self remains within the circle of sameness-identity,
the otherness of the other than self offers nothing original (Ricoeur,
1992: 3).
This
is
very close to the thought of Derrida,
as he also maintains that acknowledgement of ‘the radical otherness of
the other…is the condition of my relation to the other’. For Derrida,
the inability to know the other ‘from the inside’ is integral to human
relationships and so also to love: ‘I cannot reach the other…This is
not an obstacle but the condition of love’ (Derrida, 2004: 14).[3]
The attraction
of remaining within a
closed circle of illusory self-knowledge and transparency also
restricts access to the otherness of the self, and consequently limits
the capacity for self-acceptance and self-love
because it denies an essential part of that self. It restricts the
creation of a narrative identity whereby one’s life-story, one’s
understanding of oneself, is enriched by the attempted synthesis of
past, present and future, and by the willingness to revise and
reinterpret one’s identity in the light of new experiences and new
translations of previous stories one has told about oneself and others.
In this way, as
argued by Kearney, ‘story-telling can also be a breeding ground of
illusions, distortions and ideological falsehoods…narrative emplotment
can easily serve as a cover up’ (Kearney, 2004: 199). The
‘cover up’ is an attempt to deny or to mask uncertainty, fluidity and
vulnerability, and to dismiss the limitations inherent in the concept
of self-knowledge. The
self is never a completed possession, it is never a fixed entity, it is
never a self-sufficient cogito; rather it is a living, and therefore a
growing, changing, and responding ‘becoming’ which is in the process of
interpreting and reinterpreting itself and its
world. This understanding of the self
implies an exposure to life’s unceasing questions and challenges, a
plurality of interpretations and answers, and an on-going tension
between what it is and what it is becoming: ‘It seems, then, that
conflict is a function of man’s most primordial constitution; the
object is synthesis; the self is conflict’ (Ricoeur, 2002: 132). In his
introduction
to Ricoeur’s work, Figuring the Sacred,
Mark Wallace summarises Ricoeur’s thesis of selfhood as ‘a task to be
performed, not a given that awaits passive reception by the subject’
(Ricoeur, 1995: 3). Without acknowledgement of one’s complex and often
contradictory nature, the self imposes a self-captivity to narrowness,
disproportion, and alienation from itself and from others. Rejection of
one’s multiplicity and mutability is a rejection of Nietzsche’s call
for a more realistic appraisal of the subject as ‘human,
all too human’,
and it is also a denial of human frailty and fallibility. The resulting
self-righteousness, coupled with a pseudo-self-constancy, inevitably
fosters an alienation from the full spectrum of being human, an
estrangement from the diverse potentialities of self and other, and
erects a barrier against the openness and mutuality inherent in any approach
to the possibility of genuine relationship.
Narrowness of Vision
Habit
fixes
our tastes and aptitudes and thus shrinks our field of availability;
the range of the possible narrows down; my life has taken shape
(Ricoeur, 2002: 57).
The
quest for certainty and security, for control and solution, and for
fixity and permanence, is often sourced in a perceived need for
acceptable self-image; this self-image, whether individual or
collective, personal or national, entails a confining restriction of
boundaries, a selective portrayal of human nature, and the imposition
of constricting limitations in the possibilities of human relationship.
The experience of relationship
is blocked in this narrowing of perception, as the self withdraws
behind illusions of self-sufficiency, self-knowledge and
self-acceptance. Vulnerability, fallibility, and change are rejected in
favour of insurance against risk, but this insurance is maintained only
through a refusal to encounter the possibilities of life in their
fullness and ambivalence.
Ricoeur’s
hermeneutics of the self, his description of identity as narrative, and
his emphasis on interpretation as essential to understanding, cohere in
his insistence that mediation is integral to selfhood and being.
Mediation is intrinsic
to
the individual’s relationship with himself or herself and the diverse
complexities within the self; it is inherent in the individual’s
encounter with the world; and it is prerequisite to the mutuality and
reciprocity of genuine relationship between self and others. Ricoeur’s
thesis of mediation demands
a recognition of
human fallibility and error, it
calls for the embrace of plurality and tension within
the human condition, and it
warns against the consequences of a one-sided and narrow vision of
human nature which denies its ambiguities
and contradictions.
Narrowness
of vision can centre on one side of the polarities which Ricoeur sees
as framing human existence; polarities of freedom and finitude, of
responsibility and fallibility, of good and evil, and of self and
other. Restriction of vision, and consequently of understanding, is
‘endemic to all of human thought, the tendency to avoid the risk of
openness and otherness by seeking refuge “within the circle which I
form for myself”’ (Ricoeur, 2002: xv). The
closed ‘circle’
results in a diminishment of perception, a
narrowing of vision, and a closing off of possibility and
understanding. The romantic poet, William
Blake
describes it thus:
‘For man has closed himself up, till he sees all things thro’
/ narrow
chinks of his cavern’ (Blake, 2004: 142). The
closed circle of a
one-sided
interpretation of reality and of human nature may
be transcended by an openness to the validity of other perspectives and
interpretations: ‘by
situating my perspective in relation to other possible perspectives
that deny mine as the zero-origin’ (Ricoeur, 2002: 26). A refusal to
consider other possible perspectives leads to a diminishment of life, a
stagnation of growth, and a dismissal of the possibilities of the other.
The
selective disavowal of one side of the apparent polarities inherent in
the human condition is tempting in its illusory power to enhance one’s
self-image. Martha
Nussbaum,
in her expansive work on philosophy and literature, refers to this
understandable attraction to a distorted vision: ‘When we examine our
own lives, we have so many obstacles to correct vision, so many motives
to blindness and stupidity. The “vulgar heat” of jealousy and personal
interest comes between us and the loving perception of each particular’
(Nussbaum, 1992: 162). Restricted vision, with its limited focus on
selected aspects of human nature,
can result in a veil of ignorance and illusion, distortion and denial.
Concentration on human freedom, ‘the voluntary’, to the exclusion of
human finitude, ‘the involuntary’, and a similar selection along the
spectrum of good/evil, power/domination, responsibility/fallibility,
intellect/emotion, and patient/agent, results in a distortion of
individuality, as the other cannot be perceived as being like oneself,
and one cannot see oneself as another. Instead, unacceptable,
uncomfortable, unfamiliar aspects of human nature are projected
elsewhere to one’s own situation, and the commonality of a shared human
existence is denied. Denial of weakness and fault, of ‘fallibility; the
constitutional weakness that makes evil possible’ (Ricoeur, 2002:
xliii), and of any aspects of humanity which are deemed unacceptable,
prevents the necessary confrontation with and resolution of the
difficulties and conflicts which ensue in spite of their repression and
denial, and thwarts the ‘opportunity for a much more extensive study of
the structures of human reality’ (Ricoeur, 2002: xliii). A one-sided
vision of oneself, of others, and of reality is mistaken in taking the
part for the whole.
Ricoeur
argues that this denial is a denial of the essence of human nature:
‘the idea that man is by nature fragile and liable to err…designates a
characteristic of man’s being’ (Ricoeur, 2002: 1). Denial of an
essential aspect of human being within the self diminishes an approach
to the humanity of the other. Ricoeur asserts that ‘My humanity is my
essential community with all that is human outside myself; that
community makes every man my like’, and he supports his argument by quoting
Alain Badiou:
In
every human body all passions and errors are possible…There are as many
ways of being wicked as there are men in the world. But
there is also a salvation peculiar to each man, of the same complexion,
of the same turn as he (Badiou,
quoted in Ricoeur,
2002: 61).
Badiou’s
assertion that ‘All passions and errors are possible’ in every human
being is frequently contested and denied, particularly in
relation to events and behaviours which are deemed ‘inhuman’,
‘horrific’ or ‘incomprehensible’. The barbarity of holocaust, the
treatment of prisoners in Guantanamo
Bay,
the growing revelations of child abuse and torture are examples of evil
which we prefer to denounce as monstrous and beyond the boundaries of
our capabilities. Our predictable reaction is a mixture of shock,
revulsion and a demand for punishment or revenge. Ricoeur
explains that ‘all values are accessible to all men, but in a way that
is peculiar to each one. It is in this sense that “each” man is “man”’
(Ricoeur, 2002: 61.) Denial of this essential interrelationship of self
and other, refusal to see oneself, in all one’s weakness and glory, in
the other, and restricting one’s horizon to that of illusory
self-containment and self-righteousness, while superficially creating a
sense of self-satisfaction and security, inevitably results in one’s
alienation from the reality of oneself.
Ricoeur
consistently asserts the relational and dialogical nature of human
existence, he rejects the fantasy of individual self-sufficiency in an
acknowledgement of the realities of human interdependence; however, he
does not equate interrelationship with the negation of one’s
existential solitude:
the
feeling of the primal difference between I and all others; to find
oneself in a certain mood is to feel one’s individuality as
inexpressible and incommunicable. Just as one’s position cannot be
shared with another, so also the affective situation in which I find
myself and feel myself cannot be exchanged (Ricoeur, 2002: 55).
Rather,
he
suggests a respect for
and
an accommodation of both solitude and solicitude, a mediation between
the incommensurable aloneness of the individual and the undeniable
human striving for community and connection. Solitude, aloneness, is
both challenging and inevitable, but the entrenchment of
self-protection and projection results in alienation and loneliness.
Erich Fromm asserts that in the absence of this mediation ‘our
civilization offers many palliatives which help people to be
consciously unaware of this loneliness’ (Fromm, 1995: 67). The
palliatives range from ‘beneficial’ categories of work, group
membership, material compensation, to ‘destructive’ obsessions of drug
and alcohol addiction, crime and psychosis. The obsessive character of
these palliatives suggests their failure in satiating the desire which
propels them. The denial of one’s essential aloneness ironically
diminishes the level of connection with others which could make one’s
aloneness bearable and fruitful. This point is supported strongly by
Ilham Dilham in his analysis of love, Love: Its Forms, Dimensions and Paradoxes. He
states, ‘I argue that it is in accepting this separateness that we find
our individuality and that it is only as such that we can establish a
genuine reciprocity in our personal relationships’ (Dilman, 1998: 1).
However, the difficulties involved in finding our individuality are
often sourced in the quest for relationships, especially when
relationships are seen as potentially providing esteem and recognition.
The Fragility of Identity
Nothing
is more fragile, nothing is easier to wound than an existence that is
at the mercy of a belief (Ricoeur, 2002: 125).
The
human need for recognition, reflection, affirmation and acknowledgement
is a phenomenon explored and debated in philosophy and psychoanalysis.
Many theorists look to the earliest experiences of infantile life to
analyze and describe the development of this need in the human subject.[4]
Ricoeur examines the quest for recognition in its diverse
manifestations, and outlines the fragility of a personal identity which
is solely dependent on its provision by an other. He
sees the quest for recognition and esteem as a basic human need;
however, he suggests that if/when it resides solely in the convictions
and opinions of others, it is constantly threatened. This
understandable fragility can confine the subject to a fear-driven
concentration on protection and performance, thereby precluding the
possibility of open encounter with self and other which is prerequisite
to
the experience of mutuality and relationship.
The
concept of identity is the subject of much philosophical debate,
particularly in postmodern literature where cognizance of the
dissolution of hitherto established sources of identity and meaning is
central. Ricoeur situates identity in close proximity to recognition,
and therefore as influenced by the perception of the other: ‘the demand
for recognition expresses an expectation that can be satisfied only by
mutual recognition’ (Ricoeur, 2005: 19). Self-recognition and
self-identity require reflection, acceptance
and support of others; hence,
the ‘dialectic of identity confronted by otherness’ (Ricoeur, 2005:
103). According to Kearney, Ricoeur’s dictum is that ‘the shortest
route from self to self is through the other…the self is never enough,
is never sufficient unto itself, but constantly seeks out signs and
signals of meaning
in the other’ (Kearney, 1998:
1). Identifying the self through the other is a common thread in the
philosophy of Hegel, Levinas and Lacan, although these three
philosophers diverge in their analysis of the dialectic of self and
other. Hegel’s analysis centers
on the master-slave dialectic which is only resolved when both master
and slave recognize the need for recognition by an other which is the
same as itself; otherwise the proffered recognition is valueless.
Levinas posits the other – its existence, its demands, its needs and
its enhancement, as the basis of selfhood; accordingly, the self can
only exist in a meaningful way when it ‘answers’ to the call of the
other. Lacan points to the mirror-stage as the moment when the subject
begins to identify itself with the reflection emanating from the other,
but he insists that this ‘subject
supposed to know’ is merely the symbolization of a ‘fundamental fantasy’
(Lacan, 1999: 67).
Nietzsche expresses his understanding of this human need whereby ‘the
individual wants to confirm the opinion he has of himself through the
opinion of others and strengthen it in his own eyes’, but he warns of
the danger of ‘habituation to authority which…leads many to base their
own belief in themselves upon authority, to accept it only from the
hand of others’ (Nietzsche, 1984: 63). Ricoeur explores the interplay
between identity and recognition stating that ‘I actively recognize
things, persons, myself; I ask, even demand, to be recognized by
others’ (Ricoeur, 2005: x), and suggests that this is the demand for
recognition of ‘my genuine identity’ (Ricoeur, 2005: xi). However, the
need for recognition by another as essential to our sense of identity
coexists with a perception of the other, because different, as a
possible threat to our fragile identity:
It
is a fact that the other…comes to be perceived as a danger for one’s
identity…is our identity so fragile that we are unable to bear, unable
to endure the fact that others have different ways of leading their
lives, of understanding themselves, of inscribing their own identity in
the web of living together? (Ricoeur, 2004: 81).
This
is part of the tension between selfhood and alterity, the dialectic of
the self and the other than self, whereby the fragility of personal as
well as national, racial, cultural and institutional identity is
commonly perceived to be threatened by difference, unfamiliarity and
discordance.
Ricoeur’s
analysis of narrative identity entails an accommodation of all aspects
of one’s self, of one’s life-story,
with the integration of past, present and future as essential to
a genuine narrative. This resounds with Nietzsche’s
thought experiment of the eternal
recurrence,
whereby one must be willing to
accept all of one’s life, even to
the point of accepting the possibility of its recurrence over and over
again, in order to
take responsibility and autonomy
for one’s self. However, there are difficulties inherent in this
attempted integration. Memory is the door to
the past, but it is susceptible to
selective remembering and forgetting; action in the present is the
action of the agent/subject, but it is correlative to
its impact on the patient/other; the future is the focus of
intentionality based on a trust in
self-constancy and self-fulfillment,
but it is vulnerable to
the vicissitudes of personal feeling and commitment, as well as to
the unpredictable nature of the external world. William
Wordsworth
acknowledges the difficulties encountered in the attempted creation of
a life-story:
“I
cannot say what portion is in truth /
The naked recollection of that time
/ And
what may rather have been called to
life /
By after-meditation”
(Wordsworth, 2000: 420, 421).
Hence narrative is fragile, uncertain, and unfinished, and this
fragility is coupled with the always present potential to
self-deception.[5]
The apparent paradox inherent in the concept of self-deception – how is
it possible to
deceive ourselves? – is given at least partial resolution in the
inevitable gap between the unconscious dimension of the psyche and its
manifest translation in conscious speech. Nietzsche sees it as the victory
of pride over memory: ‘I have done that’, says my memory. ‘I cannot
have done that’ – says my pride, and remains adamant. At last – memory
yields’ (Nietzsche, 2003: 91). Freud agrees, stating that ‘there’s no
guarantee whatever for what our memory tells us’ (Freud, 2006: 553),
and explains the phenomenon from an individual and social perspective:
‘it is inherent in human nature to
have an inclination to
consider a thing untrue if one does not like it…society makes what is
disagreeable into
what is untrue’ (Freud, 1991: 48). The stories
we tell ourselves about ourselves are not always truthful or
comprehensive; the stories
we tell to
others about ourselves are sometimes coloured by our quest for
recognition and approval. In the light of the analyses and insights
developed through Freud and Nietzsche, the possibility of complete
self-knowledge remains an unattainable ideal; self-deception is a
phenomenon which must be acknowledged. According
to
Lacan, personal truth is often evaded, because ‘Truth does in effect
seem to
be foreign to
us, I mean our own truth. It is no doubt with us, but without
concerning us to
the point that one really wants to
speak it’ (Lacan, 2007: 58). In
varying degrees, self-deception entails a disavowal of certain aspects
of the self, and in the ensuing diminishment of the self, the
possibility of love is weakened; it is thwarted in that parts of the
self are withheld from awareness and recognition, and the experience of
communication, mutuality and intimacy is distorted
and restricted.
In
an essay on Ricoeur’s philosophy of the self, Joseph Dunne outlines
this possibility of self-deception: ‘This is the province of
self-deception, which might be defined as a significant discrepancy
between the story
one lives and the story
one tells’, and this reflects ‘a deeper conflict within who one is,
when one part is lived out only at the cost of disowning another part
which, though disowned, continues to
find disguised expression in one’s life’ (Dunne, 1996: 153). As a
result, ‘there is thus the whole margin hidden by censorship,
prohibition, the margin of what is unspoken, criss-crossed by all the
figures of the hidden’ (Ricoeur, 2006: 26). The ‘unspoken’, ‘the
hidden’, the unconscious fantasies and motivations of human thought and
action, are often beyond the power of speech to
elucidate. Echoing Lacan’s ‘empty speech’,
Ricoeur refers to
‘the uses of speech where one aims at something other than the true,
other than the real…namely, the lie’, and goes on to
argue that this is not the greatest misrepresentation which speech is
capable of, but rather that ‘it is language’s propensity for the
enigma, for artifice, for abstruseness, for the secret, in fact for
non-communication’ that curtails and diminishes the narrative identity
of the subject. Kearney
explains that ‘for narrative identity to
be ethically responsible it must ensure that self-constancy is always
informed by self-questioning’ (Kearney,
2004: 112). The opposition between self-knowledge and self-deception is
deconstructed in this acceptance of the spectrum between them, a
spectrum which may be diminished in an openness to
self-questioning, and to
the integration of the often uncomfortable answers which may ensue.
Another
difficulty encountered in the construction of a narrative
of the self is the reality
of entanglement between one’s life history and that of others; Dunne
attests to this aspect of narrative identity in Ricoeur’s philosophy:
‘The self…is historical through and through, and is enfolded ab initio
within a web of relationships’ (Dunne, 1996: 144). From birth, one’s
history is linked to the histories of others, and as these histories
unfold and reveal themselves one’s own narrative has to be continually
revised. It has to be revised and refigured in an attempt to mediate
one’s own identity with the radically different and changing worlds of
others, and in the attempt to produce new meaning which
integrates this difference. Failure
to do this results in deception regarding identity of the self, and
confinement of the other to the status of the foreigner, the alien. The
difficulties inherent in the construction of narratives extend to
collective narrative relating the stories of groups and institutions.
Kaplan outlines Ricoeur’s analysis of ideology in this respect:
The
danger of the stories groups tell about themselves is that they often
become frozen oversimplifications, expressed in slogans and caricature,
serving only the interests of power and authority. Ideology functions
through this kind of collective memory, as well as through
ritualization, stereotype, and rhetoric, all of which prevent us from
interpreting and recalling things differently (Kaplan, 2003: 96).
However,
while Ricoeur insists on the necessity of exposing the dangers of
ideological interpretations of reality, he also warns of the propensity
of the critique to become another ideology.[6]
Ricoeur
suggests a ‘triple quest’ in the constitution of the self (Ricoeur,
2002: 126); this order ‘is built on the themes of having, power, and
worth’,
and these quests are intricately linked (Ricoeur,
2002: 113). The quest for having, for possession, is fuelled by a
desire for control through appropriation of objects, and a dependence
on this possession and ownership as a protection against loss. The loss
which is feared is that of self-affirmation, and the mode of having as
a bulwark against this threat can range from ‘a just possession which
would distinguish among men without mutually excluding them’,
to
‘unjust having’ which sees appropriation by the other as loss for
oneself. In this sense ‘the category of having designates a vast domain
in which the wrong done to others wears innumerable guises’ (Ricoeur,
1992: 221). A second root of self-affirmation follows from the relation
of the quest for having, because having implies the power of man over
man. The world of work, especially, posits the individual as a force
dominating other forces. Ricoeur argues that almost all human actions
entail the exertion of one will over another. This coheres with the
philosophy of Nietzsche, where he argues that the exertion of one’s
will, over everything that confronts it, is the ‘will-to-power’ which
underlines all human drive and life. Ricoeur differentiates between power-in-common
whereby a community shares the exercise of power in order to live
together, and power-over
which can easily become
violence towards the other:
The
descending slope is easy to mark off, from influence, the gentle form
of holding power-over, all the way to torture, the extreme form of
abuse…from the simple use of threats, passing through all the degrees
of constraint, and ending in murder. In all these diverse forms,
violence is equivalent to the diminishment or the destruction of the
power-to-do of others. But there is something even worse…humiliation –
a horrible caricature of humility (Ricoeur, 1992: 220).
What
Ricoeur terms ‘something even worse’ is the utmost assault upon the
integrity of the other because it attempts to obliterate that which is
deemed indispensable to human survival, one’s sense of worth or
self-esteem. The desire for esteem as reflected in the eyes of another
‘is a desire to exist, not through a vital affirmation of oneself, but
through the favour of another’s recognition’ (Ricoeur, 2002: 120). The
ambiguity of this desire is noted by Nietzsche: ‘One man runs to his
neighbour because he is looking for himself, and another because he
wants to lose himself’ (Nietzsche, 2003: 87). It is in the realm of
interpersonal relations that one desires acceptance, approval and
recognition. As Kaplan asserts, ‘recognition is something we owe to
others not merely as a courtesy but because it is a necessary human
need’ (Kaplan, 2003: 156). The fragility of this esteem, dependent as
it is on the opinion of the other, is open to deception, neglect, scorn
and humiliation: ‘Here there is a threat of existing in a
quasi-phantasmal manner, of being a reflection…the possibility of being
no more than the word of another, the dependence on fragile opinion’
(Ricoeur, 2002: 121). Thus the quest for recognition by another cannot
permanently answer the need for self-worth and self-esteem; unless this
can also be discovered within the self there is a constant hunger for
affirmation and recognition, and this takes precedence over
any attempt at genuine connection and relationship
with the other.
Ricoeur’s
observation that the problem of power and the problem evil are
intertwined is solidified by his experience of the atrocities of the
concentration camps, the terror of totalitarian regimes, and the peril
of nuclear power, (Ricoeur, 2002: xiv), and also by his personal
response to cruelty and betrayal between man and man, man and woman,
adult and child, and the myriad forms of suffering which are inflicted
physically and verbally by
one human being upon another. He concludes that
‘the possibility of moral evil is inherent in man’s constitution’
(Ricoeur, 2002: 133).
Evil is a reality of human life, ‘it is manifest only in the way it affects
human existence…In all hypotheses, evil manifests itself in man’s
humanity’ (Ricoeur, 2002: xlvi).
In
his analysis of the ethical dimension in Ricoeur’s thought, John
Wall reminds us that ‘violence remains ultimately our own free choice,
[and
that if]
we refuse to acknowledge our responsibility for violence…we deny our
own freedom to re-create our own moral world’ (Wall, 2005:
109). This reference to our individual responsibility for and
involvement in the reality of conflict is asserted by Ricoeur:
Even
if it is true that the real conflicts that stake out affective history
are accidents, in the literal sense of the word, random encounters
between our effort, our power of affirmation, and the forces of nature,
or the familial, social, and cultural environment, the fact remains
that all these external conflicts could not be interiorized if a latent
conflict within ourselves did not precede them (Ricoeur, 2002: 132).
The
‘conflicts that stake out affective history’ reflect the conflicts,
conscious or unconscious, ‘within ourselves’; we recognize these
conflicts through our own personal experience.
Solicitude
Talking
about love may be too easy, or rather too difficult. How can we avoid
simply praising it or falling into sentimental platitudes? (Ricoeur,
1996: 23).
Ricoeur’s
exploration of love,
relationship and solicitude
ranges over concepts of friendship, agape, self-love and sexual love,
and he discerns the desire for possession, power and worth as
potentially motivating various manifestations of these experiences.
Human fallibility, frailty and need can diminish
the possibility of genuine relationship
in human living; the quest for recognition and affirmation can impose
conformity to the demands and expectations of others; and the fear of
one’s existential aloneness can propel a flight from the self towards
the potential safeguard of belonging and acceptance. Ricoeur accepts
these constraints on human capability, ‘self-recognition requires, at
each step, the help of others’ (Ricoeur, 2005: 69), but he suggests a
dialectic of self and other which acknowledges human solitude,
understands the need for self-esteem, and strives for co-existence of
personal solitude and intersubjective solicitude: ‘my thesis is that
solicitude is not something added on to self-esteem from outside but
that it unfolds the dialogic dimension of self-esteem’ (Ricoeur, 1992:
180). Within this comprehensive and ambivalent framework, the
possibility of self-love
and
love for the other is
enabled:
My
own self-esteem that I search for by means of the esteem of others is
of the same nature as the esteem I experience for others. If humanity
is what I esteem in another and in myself, I esteem myself as a thou
for another. I esteem myself in the second person…I love myself as if
what I loved were another (Ricoeur, 2002: 124).
Freud
says something similar when he refutes the precept of universal love:
‘I love another…if…he so much resembles me that in him I can love
myself’ (Freud, 2002: 46). The dialectic between self-esteem and
solicitude for others suggests that they are intrinsically linked.
This
is also the argument of Fromm in his discussion of love:
The
love for my own self is inseparably connected with the love for any
other being…love of others and love of ourselves are not alternatives.
On the contrary, an attitude of love towards themselves will be found
in all those who are capable of loving others. Love, in
principle, is indivisible as far as the connection between
‘objects’ and one’s own self is concerned
(Fromm, 1995: 46).
Esteem
for oneself implies the esteem for the other, because the self is an
other and the other is a self. One-sided esteem is not genuine; it is
distorted in some way, as it infers a splintered and selective
understanding of humanity.
Respect, understanding, compassion and tolerance cannot be genuinely
felt and expressed for another while simultaneously being withheld from
the self. The converse is equally true.
The
lure of escape from one’s essential aloneness is often focused on a
desired fusion with the other, but Ricoeur insists that this fusion is
illusory and deceptive: ‘The one is not the other. We exchange gifts,
but not places…the benefit of this admission is that it protects
mutuality against the pitfalls of a fusional union…a just distance is
maintained at the heart of mutuality, a just distance that integrates
respect into intimacy’ (Ricoeur, 2005: 263). Kearney
explains the attraction and impossibility of this desired union as ‘the
lure of fusion, that is, for the illusion that some ecstasy or
addiction might make us ‘one with the other’. But it cannot. The other
will never ‘be’ me, nor even ‘like’ me’ (Kearney,
2001: 13), and he urges ‘an awareness that no amount of intimacy can
ever grasp the other’ (Kearney,
2001: 14). In Ricoeur’s words ‘the lived experience of the other always
remains inaccessible to me’ (Ricoeur, 2005: 157) Acknowledgement of
human solitude and a respect for the alterity of the other enables the
emergence of a dialectical esteem wherein self and other are recognized
in their unique humanity. In this dialectic, ‘the voice of solicitude’
is heard, ‘the voice which asked that the plurality of persons and
their otherness not be obliterated by the globalizing idea of humanity’
(Ricoeur, 1992: 227).
Freedom
from the constraints of identity and recognition sought exclusively in
the affirmation of the other enables the attainment of personal autonomy
and responsibility: ‘it is not a fate that governs my life from the
outside but the inimitable way in which I exercise my freedom as a man’
(Ricoeur, 2002: 61). However, Ricoeur distinguishes between an illusory
self-sufficiency and an autonomy
which recognizes, and indeed celebrates, the need for otherness: ‘the
selfhood of oneself implies otherness to
such an intimate degree that one cannot be thought without the other’
(Ricoeur, 1992: 3). This need is not reducible to
quests for assimilation, absorption, or control, but is intrinsically
linked to
esteem for the self and for the other than self: ‘The autonomy
of the self will appear then to
be tightly bound up with solicitude for one’s neighbour and with
justice for each individual’ (Ricoeur, 1992: 18).
As the
Irish poet, Brendan Kennelly
notes, ‘the self knows that self is not enough’ (Kennelly, 2004: 425),
and the possibility of solicitude
exists within a welcoming acknowledgement of this insufficiency. Solicitude
embraces
the need for others, without obliterating autonomy,
responsibility, or self-esteem: ‘To self-esteem, understood
as a reflexive moment of the wish for the “good life”, solicitude adds
essentially the dimension of lack,
the fact that we need
friends; as a reaction to
the effect of solicitude on self-esteem, the self perceives itself as
another among others’ (Ricoeur, 1992: 192).
Ricoeur
differentiates between solicitude and ‘obedience to duty’, and he
argues that ‘its status is that of benevolent spontaneity, intimately
related to self-esteem within the framework of the aim of the “good”
life’ (Ricoeur, 1992: 190). Esteem, recognition,
and the experience of solicitude
imply a mutuality which embraces self and other in their autonomy,
frailty, capability and vulnerability. Ricoeur explains this mutuality
with reference to Aristotle’s thesis on Philia:
‘the good man’s own being is desirable to him; given this, the being of
his friend is then equally desirable
to him’ (Ricoeur, 1992: 186). Faith
in human goodness, in oneself and in others, co-existing with an
acknowledgement of human frailty, fallibility and evil,
enables the possibility of solicitude.
This is Ricoeur’s thesis, according to Wall: ‘for Ricoeur, love is
given to the other from the self, originating in a prior faith in the
self’s own human created goodness that is then applied to the other as
another such self’ (Wall, 2005: 121). Self-esteem and self-appreciation
simultaneously opens to appreciation and respect for others, and this
mutuality is enhanced rather than hindered by the embrace of solitude
and distance: ‘must one not, in order to make oneself open, available,
belong to oneself in a certain sense?’ (Ricoeur, 1992: 138). As Kearney
explains, ‘By deepening solitude, the self discovers that it receives
from others all that it appreciates in its own being, and consequently
it is not alone’ (Kearney, 1996: 44).
Ricoeur’s
acknowledgement of human frailty, fallibility and evil does not belie a
belief in the potential goodness of the human subject and the
possibility of love and happiness within his appraisal. He situates
this possibility in the concrete experiences of action and relation, with
the focus on the people who are in one’s life and care, rather than in
theoretical abstractions which are often devoid of responsibility: ‘It
is for the other who is in my charge that I am responsible’ (Ricoeur,
2005: 108). In the immediate, individual and unique encounters with
reality, of self and other, choices are made, judgments
are considered,
and the possibility of solicitude
presents itself.
Such encounters are ‘events’ in which the experience of happiness is
enabled:
‘The events that bespeak happiness are those which remove obstacles and
uncover a vast landscape of existence’ (Ricoeur, 2002: 68). Ricoeur
accepts the human desire for happiness, but sees its attainment as
experienced in the encounters and ‘events’ through which life is
directed: ‘happiness is not given in any experience; it is only
adumbrated in a consciousness of direction. No act gives happiness, but
the encounters of our life that are most worthy of being called
“events” indicate the direction of happiness’ (Ricoeur, 2002: 68).
Deception, denial, projection and blindness
pose obstacles to the experience of these events,
but these may be overcome in an on-going openness to ‘the vast
landscape of existence’. Ricoeur sees this as the ‘function’ of the
human subject:
This
essential openness or accessibility to…the “function” or the “project”
of man as such, grounds the person in giving him a horizon of humanity
that is neither I nor you but the task of treating the person, in me
and in you, as an end and not as a means (Ricoeur, 2002: 136).
Within
this ‘horizon of humanity’, love is enabled, both as an attainable
possibility and as the way of being which fulfils itself: ‘It is Eros,
it is Love that shows that this aim, which is immanent to the function
of man, is happiness anticipated in a consciousness of direction and of
belonging’ (Ricoeur, 2002: 137). While
Ricoeur acknowledges the fallibility and frailty of human nature, and
while he insists on an acceptance of the reality of evil as a creation
of humanity, he nevertheless maintains a belief in the primordial
goodness of the human being, he confirms the possibility of hope even
amid impossible constraints, and he expresses a love of life in spite
of its brokenness: ‘Man is the Joy of Yes in the sadness of the finite’
(Ricoeur, 2002: 140).
University
of Limerick
Limerick,
Ireland
About
the Author
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