Back
to Nature:
Aquinas and Ethical Naturalism
Gavin
T. Colvert
There
is no doubt that we are living
in a moment of extraordinary development in the human capacity to
decipher the
rules and structures of matter, and in the consequent dominion of man
over
nature. We all see the great advantages of this progress and
we see more
and more clearly the threat of destruction of nature by what we
do…
The capacity to see the laws of material being makes us incapable of
seeing the
ethical message contained in being, a message that tradition calls lex
naturalis, natural moral law. This word for many
today is almost
incomprehensible due to a concept of nature that is no longer
metaphysical, but
only empirical.
In
his recent addresses to groups
of scientists and academics Pope Benedict XVI has been sounding a
common theme:
they ought to get back to nature.
His concern cuts deeper to the
core of modern life than simply the question of whether human beings
are using
natural resources responsibly. As the Pope indicates,
advances in
empirical science and technology have enabled tremendous growth in our
understanding of the structure of the physical world, including human
biology.
A paradoxical and unfortunate byproduct of these inherently worthy
endeavors is
that we have become less able to understand our own human nature,
including its
ethical implications, often referred to collectively as natural law
ethics. As a consequence, we stand in danger of eliminating
human
nature.
Remarkably,
other intellectuals, who share few of his presuppositions, agree with
the Pope
in this matter. Francis Fukuyama, for instance, has argued
that advances
in chemistry and biotechnology will enable us to alter our nature so
fundamentally that we need to speak of a “post-human
future” unless
we find the ethical and political principles to establish prudent
boundaries
for technological innovation.
Our advances in scientific understanding, make it difficult for us to
articulate these principles, because modern empirical methods challenge
the
traditional presuppositions of natural law ethics.
In addition
to
those who worry about the eclipse of human nature, there are also
theorists who
share the Pope’s sense that we must return to nature in moral
and
political philosophy. Proponents of the new “Darwinian
natural
right,” for instance, hold that evolutionary theory is
compatible with
traditional Aristotelian teleology when it is properly understood.
These
arguments draw upon work by scientists who are prepared to admit the
necessity
of teleological explanations in biology.
The effort
to
get back to nature in ethics and politics is a welcome development from
the
point of view of those who sympathize with the classical natural law
tradition
of reflection. It forces us to rethink modern
philosophy’s
wholesale rejection of many traditional ethical
presuppositions.
Furthermore, it offers hope that we may be able to find theoretical
resources
to avoid the grim “post-human future” envisioned by
critics of
contemporary culture as disparate as Benedict and Francis
Fukuyama. Given
Benedict’s warning about the inadequacy of contemporary
empirical
scientific accounts of human nature, however, we must examine whether
this
retrieval of ethical naturalism can be successful. For
various reasons,
we will conclude that it cannot succeed without alteration.
Furthermore,
some account of the genuine challenges modern philosophy poses to the
role of
nature in ethics must be considered. We may therefore ask
three
questions. What are the historical sources of this
debate?
What are the inadequacies of the recent ‘back to
nature’ movement
in moral philosophy? Finally, can we get back to nature in
ethics and
politics while continuing to live in the contemporary world?
Defining
Nature Down:
Eighteenth-century
rationalism assumed that Natural Law
was either discovered in Nature or a priori
deduced by conceptual
and rational knowledge... I submit that all the theories of Natural Law
which
have been offered since Grotius (and including Grotius) were spoiled by
the
disregard of the fact that Natural Law is known through inclination or
connaturality, not through conceptual and rational knowledge.
The
renaissance of interest in
nature's connection to the moral order would be welcome to students of
classical natural law theory like Jacques Maritain. Maritain
also
understood well why natural law ethics fell out of fashion.
Modern
philosophy came to reject traditional reflection upon the ethical
implications
of human nature for several reasons. First, there was the
supposition,
which was highly attractive to early modern thinkers, that modern
thought
represented a practical watershed over its merely theoretical
pre-modern
counterparts. According to this view, science and technology
would enable
improvement of the human condition and make human beings masters of
their own
destiny. From that vantage point, it could hardly seem
appropriate that
nature was the measure of human beings. Second, developments
in empirical
and quantitative methods of analysis in natural philosophy called into
question
the role of natures and purposes (teleology) in scientific
explanation.
Third, Humean and other forms of skepticism radically undermined claims
regarding what we can know of human nature. Fourth, key
figures in the
Enlightenment period were not satisfied with the apparent imprecision
of
traditional approaches to morality based upon the virtuous cognition of
the
agent. This caused moral philosophers to seek other empirical
and
rational replacements for the role of nature in moral theory that were
perceived to be more precise and therefore
“scientific.” As
Maritain points out, the combination of these factors led to a much
thinner
empirical account of human nature and a distorted conception of natural
law
morality in the eighteenth and nineteenth centuries.
We owe the
idea
that scientific progress should make human beings masters of nature to
figures
such as Descartes and Bacon. In his Discourse
on Method,
Descartes rejected the Aristotelian natural philosophy and metaphysics
of his
scholastic predecessors in favor of new empirical sciences, including
physics
and medicine. His goal was to replace a putatively inaccurate
and useless
speculative philosophy, with a more useful practical one.
Cartesian science and
philosophy initiated a challenge to natural law ethics on two
fronts.
First, empirical and quantitative accounts of nature would replace
qualitative
and teleological ones. Descartes himself proposed that
rational
reflection could establish certain truths about the nature of the human
soul. This part of his program seemed increasingly untenable
to those who
came after him, especially Hume. Second, our mastery of
nature would
quite literally enable human beings to live for an indefinitely long
period of
time. There is no doubt that Descartes would have been an
eager proponent
of the contemporary biotechnological revolution, whether or not he
would have
been willing to embrace a post-human future.
The ethical
effects of this intellectual and cultural transformation have been
analyzed
with depth and clarity by Rémi Brague in his recent book The
Wisdom of
the World.
Brague’s thesis is that cosmology and ethics were necessarily
intertwined
for pre-modern thinkers, whereas they are disconnected for
us. As Brague
puts it, “The modern cosmos is ethically
indifferent. The image of
the world that emerged from physics after Copernicus, Galileo, and Newton
is of a confluence of blind forces, where there is no place
for consideration of the Good.”
The natural order of the
cosmos is perceived by moderns at the very least as indifferent and
more often
as quite imperfect and standing in need of improvement.
One’s presence in
the world is no longer a matter of ethical significance; an ethical
obligation
to conform to the natural order is therefore inconceivable.
Our existence
and nature are bare empirical facts to which the forces of nature are
absolutely indifferent. Both immanent and extrinsic senses of
teleological explanation are lost through a thin empirical conception
of both
human nature and the cosmos. More strikingly, the blind
forces of nature
produce a very imperfect state. Brague quotes John Stuart
Mill:
“The order of nature, in so far as unmodified by man, is such
as no Being
whose attributes are justice and benevolence would have made with the
intention
that his rational creatures should follow it as an example.”
Given the putative imperfection of this state of affairs, one can
understand
the connection between Descartes’ technological imperative
and the
ethical implications of modernity.
Modern inventions hold out
the prospect that we may correct and improve the crudity of the natural
world,
including ourselves as natural artifacts, rather than conform to
it. The
perfection or ultimately the annihilation of human nature appears to be
a form
of progress.
The vast
difference between the classical and modern viewpoints can be
illustrated by
comparing the moral traditions initiated by Aristotle and the Bible
over
against that of an early modern thinker such as Thomas
Hobbes. Without
diminishing their significant differences, the Bible and the
Aristotelian
corpus share important commonalities in their accounts of human
nature.
According to both traditions human beings are members of a common
natural kind,
with common interests and purposes, capable of excellence through
virtue,
although they are capable of failing to achieve it. In
Aristotle’s
case this excellence is grasped through a careful immanent teleological
account
of human beings in relation to the political community. In
the Nicomachean
Ethics, for instance, Aristotle envisions a
hierarchy of common human
ends shared by members of the natural kind.
In the
Politics he adds that the
political community is natural, and
although it is posterior in the temporal order, it is prior in nature
to the
family and the individual.
By this he means that
human beings are by nature structured for and completed by life in the
polis. In the case of Genesis,
human beings are said to be
made in the image and likeness of God. Prior to the Fall
their existence
is divinely intended to be a rich and happy one. Later
theological
reflection will conclude that after the Fall human friendship with God
is
restored through divine grace. Although by definition grace
is
gratuitous, it perfects nature rather than eliminating it.
So, the
attainment of human perfection, though requiring assistance is still
desired by
and perfective of human nature.
In spite of significant
differences between these traditions, what they share is a
qualitatively thick
conception of the ethical implications of human nature.
In the Leviathan
on the other hand, Hobbes offers a qualitatively thin empirical
conception of
human nature that is quite deliberately in opposition to both of the
preceding
traditions. Using language and imagery reminiscent of the
Biblical text
of Genesis, the Introduction
contrasts art and nature. The
state is emphatically a creation of human activity, rather than of
natural or
divine origin.
The metaphors used are robotic as opposed to organic. Hobbes
goes on to
describe human beings as naturally selfish and the political community
as
essentially unnatural. His argument does not offer a contrary
but equally
thick qualitative account of nature; rather it constitutes a total
rejection of
the classical teleological approach. Human selfishness is an
empirically
observable bare fact about human existence. Furthermore,
although he is
willing to admit that human beings share common emotional responses by
nature,
the objects, purposes and goods beneath those responses are neither
observable
nor universally human:
…whosoever
looketh into himself and considereth what he doth when he does think,
opine,
reason, hope, fear, etc., and upon what grounds; he shall thereby read
and know
what are the thoughts and passions of all other men upon the like
occasions. I
say the similitude of passions, which are the same in all men,- desire,
fear,
hope, etc.; not the similitude of the objects of the passions, which
are the
things desired, feared, hoped, etc.: for these the constitution
individual, and
particular education, do so vary…
From
Descartes’ mastery of
nature to Hobbes’ robotic commonwealth we can begin to see
how the thin
empirical conception of nature that emerged in the modern era began to
define
nature down to the point at which it has become nearly impossible to
undertake
a critique of the trend toward our post-human future.
Two
important
but ultimately unsuccessful kinds of responses from within modernity
have
attempted to provide a version of ethical cognitivism and a more
complete
account of ethical and political principles. The utilitarian
tradition,
including Bentham and Mill, sought to replace Aristotle’s
putatively
imprecise and qualitative conception of human flourishing by deducing
the moral
good from a quasi-scientific maximization of an empirically observable
quantity: pleasure. Bentham’s appeal to a purely
quantitative
account of pleasures had the virtue of restricting itself to the thin
empirical
approach. But, this virtue proved to be also a vice, since
Bentham’s approach undermined the commonsense view that
certain higher pleasures
were qualitatively more valuable than lower ones that were more
plentiful and
easily obtained. Recognizing this, Mill insisted upon a
qualitative
differentiation of human pleasures.
His qualitative distinction,
however, undermined the quantitative and empirical approach that was
meant to
replace Aristotle’s qualitative teleology.
Furthermore, the
justification for his qualitative distinctions rested upon the
unsatisfactory
basis of expressed preferences, since he could not ground them in an
underlying
appeal to a common teleological conception of human nature.
On the
opposite
extreme, Kant’s approach sought to do for ethics
(“laws of
freedom”) what Newton had
done for physics (“laws of nature”) by
rational as opposed to merely empirical means.
In the process Kant
rejected the Aristotelian teleological conception of human nature and
account
of happiness as hopelessly vague and heteronomous.
He proposed to replace
this approach with a transcendental deduction of practical principles
from the
universal requirements of practical reason itself. As
Alasdair MacIntyre
has pointed out, Kant flattened the conception of human nature to the
single
dimension of rationality, just as other moderns ended up with a thin
empirical
conception.
Deriving the full requirements of the moral law from Kant’s
philosophical
defense of the Golden Rule has proved to be notoriously
difficult. As the
observation from Jacques Maritain quoted above indicates, all of these
approaches attempted to replace the classical account of moral
principles with
dubious appeals to rational and scientific modes inquiry in the wake of
jettisoning the traditional conception of nature.
Art
Imitates Nature?
|

|
|
Plate
1: The Unicorn in Captivity,
South Netherlands,
1495–1505 (Metropolitan Museum of
Art).
(Click
on images for full size)
|
As Rémi Brague
has demonstrated, the modern
tendency to define nature down has had profound cultural effects in
terms of
human beings’ abilities to understand themselves and the
meaning of their
existence in relation to the world. A good way to illustrate
just how far
the impact of the intellectual shift in our conception of nature has
penetrated
broader culture is through the arts, and in particular visual art
because of
its rich capacity for carrying a narrative. Even a relatively
cursory and
schematic examination of the differences between pre-modern and modern
visual
artworks reveals how changes in our conception of human nature have
altered
artists’ narratives. As Aristotle asserted in the Physics,
art imitates nature.
To this we ought to add that art also follows our conception of nature,
even in
the modern case where art/craft is thought to transcend imitation of
nature by
mastering it.
Consider
the example of two late
medieval masterpieces in New York’s
Metropolitan Museum of Art: The Unicorn Tapestries
and the Merode Altarpiece by Roger Campin. The Unicorn
tapestries include
seven separate wall hangings depicting the hunt for the mythical figure
of the
unicorn, which is both a symbol of fertility and a Christ figure in
medieval
art.
The most famous individual piece (Plate 1) is the image of the unicorn
in
captivity, a stunningly beautiful panel which appears to complete the
series of
images, although previous panels show the hunt coming to a gruesome
climax with
the capture and killing of the unicorn (Plate 2). The
iconography of
these images is contested, but the fact that the unicorn is alive in
the final
panel strongly suggests the motif of the risen Christ. The
astute viewer
notices that there are eleven visible upright fence posts in this view,
with a
twelfth post either obscured or missing, possibly an allusion to
Christ’s
Apostles (the pillars) and more broadly to the
Church.
|

|
|
Plate
2: The Unicorn Leaps across a
Stream, South Netherlands,
1495–1505 (Metropolitan Museum of
Art).
|
The unicorn is tethered
inside the fence, although
the fence is low. It appears that he could easily
escape. His
captivity is therefore very likely pleasurable and chosen. On
the other
hand, the unicorn is located under a pomegranate tree laden with
fruit.
This and other vegetation in the scene was strongly associated with
fertility
in the Middle Ages. The unicorn is therefore also a symbol of
fertility,
procreation, the family, and especially in this case the beloved who
has been
captured by his lover. Other iconographical clues in the
narrative are
consistent with this interpretation. People gathered for the
hunt are not
dressed as hunters, but appear as if they might be guests at a
wedding.
The initials of the patrons are woven into the fabric of the
tapestries, which
were perhaps wedding gifts. How can these apparently
disparate
iconographical schemes fit together? Scripturally, Christ is
referred to
as the bridegroom and his bride is the Church. To the
medieval viewer
there was an evident connection between the natural order of human
fulfillment
through family life and the supernatural order of grace and
salvation.
Whether we have described all of the contested details accurately or
not, the
makers of these images have indisputably produced a narrative in which
the ethical
implications of the natural and supernatural orders are seen to be
closely
intertwined with more ordinary surface appearances.
|

|
|
Plate 3:
The Annunciation Triptych, Netherlands,
ca. 1425, Robert Campin. (Metropolitan Museum of
Art).
|
The Merode
altarpiece (Plate 3), executed by the Flemish artist Roger Campin
provides a
similar though even more richly narrative case in point. In
addition to
its fine aesthetic value, this unique triptych constitutes a veritable
summa of
medieval theological and ethical reflection. Its smaller size
and
domestic context indicate that it was commissioned by a medieval
burgher family
for private devotion.
The patrons kneel in the left hand panel, observing the model conduct
of
central figures and the significant event taking place in the other
panels. Family coats of arms appear in the windows of the
central
panel. A typical Flemish city is seen in the background of
the right hand
panel. The connection of the theological and ethical
implications of this
scene to ordinary life is unmistakable. The image in the
central panel is
easily recognizable as that of the Annunciation of Christ’s
birth to Mary
by the angel Gabriel. Mary’s betrothed husband
Joseph, a carpenter,
works with the tools of his trade in the right hand panel to fashion a
mousetrap.
|

|
|
Plate 4:
The Annunciation Triptych
(detail).
|
The
image of the mousetrap is a familiar medieval trope
drawn from Augustine’s Sermons.
Christ’s cross provides
the bait by which the devil’s dominance over fallen human
nature is to be
reversed by divine assistance. The dignity and redemptive
value of work
is very possibly a theme intended by the artist. Mary sits on
the floor
in the central panel, an indication of the virtue of
humility. She sits
beside a scroll and book suggesting the combination of the Old and New
Testaments. The lily on the table and the boiling water in
the background
are common signs of her purity. Barely visible to the naked
eye (Plate 4)
at the left is a small image of the Christ-child carrying a cross,
flying
through the glass window directly on a line with Mary’s
ear. The
ear and the passage of light through glass are common metaphors for
Mary’s virginal conception of the second Person of the
Trinity, the Logos
or Word. Perhaps most remarkably, the astute observer
recognizes that the
image of the child descends upon seven distinct rays of light, one of a
number
of medieval images indicating the presence of the “Seven
Gifts of the
Holy Spirit,” which are supernatural counterparts of the
great
virtues. The seven great virtues form the centerpiece of
Thomas
Aquinas’ structuring of his treatise on ethics and moral
theology in the
Second part of the Summa theologiae.
While the Merode
altarpiece may contain distinctively medieval themes, its linkage of
the moral
dimensions of ordinary human life with cosmic events and principles is
a
classical move as Rémi Brague has demonstrated.
Just
as we find a qualitatively thick understanding of human nature and its
ethical
implications in pre-modern philosophical thought, pre-modern art
resonates with
rich narrative accounts of the ethical implications of natural and
supernatural
events. It is remarkable to contrast this fulsome
‘perspective’ in pre-modern visual art, with some
modern
counterparts.
To say that
modern art generally lacks either an ethical dimension or an interest
in nature
would be a gross error for two reasons. First, the existence
of a wide
range of recent genres within the visual arts defies
generalization.
Second, while some modern artists have eschewed naturalism and the
didactic
impulse in favor of a purely abstract aesthetic ideal, many have
embraced one
or both of these concerns. Two examples of modern genres of
visual art
that have expressed distinctive interest in the natural world are the 19th
and early 20th century movements of
Realism/Naturalism and
Impressionism. Realists and Impressionists shared with their
pre-modern
counterparts an interest in representing nature, but they had very
different
conceptions of the human understanding of nature.
|

|
|
Plate 5:
Henri Gervex , Before the Operation,
1887 (Musée d’Orsay).
|
In the mid
to
late 1800’s Realists chose novel but mundane subjects for
their paintings
that were perceived initially by many to be shocking and even
ugly.
Although the Merode altarpiece involved a domestic setting, with
references to
work and ordinary life, those references were elevated within the
dramatic and
moral purposes of the work. Members of the Realist school
portrayed
ordinary subjects with a kind of empirical and quasi-scientific
attention to
naturalistic exactitude and minute detail, including in many cases the
more
unsavory aspects of modern life. Thus, their subjects
included poverty,
disease, prostitution and the horrors of warfare. Surely,
some artists
had ethical purposes in mind by calling attention to these
subjects. The
question is whether their representation of the natural order itself
was
intended to manifest intrinsic ethical implications.
‘Nature’
for the Realists is treated in a radically empirical and phenomenal
manner.
An interesting example from this genre is Henri Gervex’s Before
the
Operation (Plate 5), which is found in the
Musée d’Orsay in Paris.
This image of a surgical procedure, which bears a likeness to
Rembrandt’s
Anatomy, adds numerous detailed
touches including the display of
the latest surgical instruments in the foreground. With
almost
photo-realistic exactitude the artist recreates the objects and figures
in the
painting, paying close attention to light, shadow and authentic
reproduction of
the scene. Compared to the detail of the Merode altarpiece,
it is as if
meticulous attention to the visible surface appearance of the natural
world in
Gervex’s painting has supplanted the qualitatively deeper but
empirically
less exact ‘perspective’ of the late medieval
triptych.

|
|
Plate
6: Claude Monet, The Argenteuil Bridge,
1874 (Musée d’Orsay).
|
Not far
from
Gervex’s haunting canvas in the Musée
d’Orsay, is a collection of
Impressionist works by Claude Monet (Plate 6). The
Bridge at
Argenteuil is an interesting example.
Impressionists reacted
against the quasi-photographic exactitude of the Realists, but shared
an
abiding fascination with the natural world. Monet’s
method of
capturing nature by seeing light and color, rather than by painting
pre-conceived collections of objects, comes through very clearly in
this
painting. The infinite range of colors and shadows reflected
in the
water, the bent image of the boats’ masts, and the color
textures of the
tree line in the background all convey the intensely subjective and
phenomenal
quality of Monet’s artwork. From the point of view
of the
spectator, nature is once again immensely rich in terms of surface
appearances,
but little is understood of the deep structure of things; we do not
penetrate
through to their nature, essence or form. As Monet remarked to one
viewer:
“For me, a landscape does not exist in its own right, since
its
appearance changes at every moment; but its surroundings bring it to
life,
through the air and the light, which continually
vary…”
The purpose
here
has not been to make a careful and detailed assessment of either the
iconography of medieval art or trends in modern painting.
Those endeavors
would require greater detail and expertise. Nevertheless, the
outlines of
a broader narrative are fairly clear. The artists who created
the Unicorn
Tapestries and the Merode Altarpiece were able to see in the natural
world and
in human events profound ethical implications. For them the
whole of life
was infused with a purposive ethical structure, which lay open to view
for the
careful observer. While modern Realism and Impressionism show
much more
careful attention to either the empirical and quasi-scientific or
phenomenal
surface appearance of the natural world, the former qualitative depth
has
apparently disappeared from view. As such, these artworks
provide a
graphic demonstration of Benedict’s assertion that modern
technological
and scientific modes culture may obscure the qualitatively deep ethical
implications of our understanding of nature, even as it renders our
grasp of
empirical detail infinitely more rich and varied.
The
Modern Tribulations of Natural
Law Theory
As
we have already noted, Jacques
Maritain’s complaint against both proponents and critics of
natural law
ethics in the 18th and 19th
centuries was that they
caricatured the traditional view. In so doing they did not
point out
internal difficulties within the theory. His observation has
proved to be
quite accurate. It is now clear how such systematic
misperception and
transformation of traditional appeals to the role of nature in ethics
could be
possible. As the modern understanding of nature changed, so
did the
understanding of the ethical implications of nature, and with this
change arose
awareness of the apparent impossibility of inferring moral norms from
bare
empirical facts.
Two points
in
the modern conception of natural law struck Maritain as problematic:
the appeal
to a thin empirical and quasi-scientific account of nature, and the
failure to
recognize the importance of cognitive but non-algorithmic
“connatural
knowledge.” We can trace the former view to
thinkers such as
Hobbes, who rejected the epistemic possibility of grasping shared
natural
potentialities or teleological descriptions, and recognized only
appeals to
shared emotional and behavioral responses. The latter view is
evident in
thinkers such as John Stuart Mill, who relegated the idea of cognitive
but
non-discursive moral judgments to the role of suspect
intuitions. As he
argued in Utilitarianism,
particular moral judgments must always
involve the application of a universal rule to a particular case.
In
this Mill was implicitly rejecting the classical Aristotelian emphasis
upon the
prudential judgment of the virtuous agent. This viewpoint was shared by
Kant,
who insisted that only rationally derived principles of good willing,
not an
appeal to an agent’s character, were adequate to determine
the rightness
or wrongness of a moral choice.
Modern ethics is therefore
generally rule-based, and is modeled upon the successes of early modern
natural
science in articulating precise hierarchical systems of predictive
rules or
“laws of nature.”
Fortunately,
recent work in the foundations of ethics has begun to call these early
modern
presuppositions into question. Some of this work owes its
inspiration to
Wittgenstein’s analysis of rule following, which challenged
the notion
that all rational applications of a norm are algorithmic or deductive.
An
important case in point is the British analytical philosopher John
McDowell,
who has quite consciously made an effort to rehabilitate
Aristotle’s
concept of virtuous judgment through the notion of a cognitive
“sensitivity.”
Aristotle’s idea of habituated practical understanding and
Maritain’s category of “connatural
knowledge,” which would
have been dismissed at the mid-point of the 20th
century as forms of
discredited intuitionism, take on new significance in light of this
work.
Maritain’s
assertion that modern versions of ethical naturalism have failed
because they
buy into a false empirical and pseudo-scientific conception of nature
has also
received support. In his recent book, Ethics:
Twelve Lectures on
the Philosophy of Morality, the British philosopher
David Wiggins notes
that some of the most influential mid-twentieth century criticisms of
‘naturalism’ in ethics were directed at
contemporary rather than
classical conceptions of nature. G.E. Moore’s
principal concern,
for instance, was utilitarianism’s specious
“scientism.”
Moore’s
charge that versions of ethical naturalism commit the
“naturalistic
fallacy” was originally directed at Bentham and
Mill’s claims that
one could deduce particular conclusions about moral goodness from an
empirical
or quasi-empirical account of pleasure. Wiggins observes,
quoting Moore:
To
understand this accusation, we
first need to know what Moore meant by
‘nature’. ‘By
nature,’
Moore
writes,
‘I do mean and have meant that which is the subject-matter of
the natural
sciences and also of psychology… Naturalism in
ethics not only
seeks to define the indefinable. By approaching good in the
sort of terms
Bentham and Mill had employed, naturalism approaches ethics in
the wrong
kind of terms.’ [sic]
Given
Moore’s
understanding of nature it is no wonder that he
thought there was an insurmountable logical divide between facts about
nature
and moral norms. The truth in Moore’s so-called
“naturalistic
fallacy,” misguided though it is in some ways, is that the
relationship
between human nature and the human good is more complex than merely
being a
calculus of human inclinations and desires. What Maritain
asserted was
that, properly understood, Aristotelian and Thomistic ethical
naturalism does
not depend upon the deduction of moral imperatives from crudely
empirical
descriptions. Curiously, Moore’s
gift of the naturalistic fallacy to the analytical
tradition in moral philosophy provided a key tool in the arsenal of
modern
efforts in the middle and latter part of the twentieth century to
dismiss
natural law ethics as outdated.
In
addition,
towards the latter part of the 20th century, the
significance of the
critiques of ethical naturalism by figures such as G.E. Moore and
earlier David
Hume came to be felt very firmly within the natural law tradition
itself.
That event prompted various responses. Some natural law
ethicists
organized efforts to show that natural law theory was not guilty of
violating
the ‘fact/value’ distinction. The most
important such effort
is often referred to as ‘New Natural Law Theory’ or
more
disparagingly as ‘natural law without nature,’
since its proponents
reject the idea that the moral ought can be deduced from descriptive
propositions about human nature alone. There is truth in this
view,
especially if one considers descriptive propositions about nature to be
limited
in the way that Moore
did. Others in the Thomistic tradition simply rejected the
idea that
Aquinas was a natural law theorist. They argued instead for a
sort of Aristotelian
virtue ethics in Aquinas that appealed to habituated moral cognition,
but
deemphasized moral absolutes and tended towards moral particularism and
even
relativism.
Such was
the
state of ethical naturalism, including the study of Aquinas’
natural law
theory, towards the latter part of the last century. Two
significant
recent developments have changed this situation dramatically.
Within the
Post-Positivist analytical tradition of moral philosophy some
rethinking of the
rigid distinction between fact and value has taken place.
Proponents of a
so-called new ‘moral realism’ argue that the
dichotomy between fact
and value is analogous to the distinction between descriptions in the
sciences
and social sciences. Just as psychological and biological
descriptions
are factual, although not reducible to physical descriptions; moral
language
may be factual though not reducible to descriptive terms.
Numerous
contemporary theorists have concluded that Moore and
Hume’s arguments cannot bear the logical weight
they were originally thought to carry.
In
addition,
study in the area of Neo-Darwinian biology, including ethical and
political
reflection upon the implications of this thinking, has undergone some
important
shifts, which has led to the development of a renewed interest in
ethical
naturalism from within the scientific community. Proponents
of a theory
of ‘Darwinian natural right’, such as Larry
Arnhart, suggest that
Darwinism can accommodate the traditional role of nature in ethics and
provide
a defense of a fairly traditional conception of morality without appeal
to
traditional religious concepts. This renewed extramural interest in
ethical
naturalism has caught the attention of those within the natural law
tradition
looking to revitalize the role of nature in ethics, some of whom
embrace
elements of the Darwinian approach. An important concern with
this
approach, however, is that appeals to the evolutionary naturalist basis
of
ethics will lead us back to the deplorable scientism repudiated by both
Maritain and Moore. In addition, it is very uncertain that
Neo-Darwinian
ethical naturalism can preserve all of the appropriately elevating
principles
and institutions fostered by the older teleological conception of
nature.
The purpose
of
the considerations that follow is to point towards the establishment of
the
appropriate role of human nature in ethical and political
reflection. No
definitive solution to this problem is offered, only the initiation of
a
promising line of inquiry, rooted in the philosophy of Thomas
Aquinas.
This line of inquiry depends upon two avenues of reflection.
The first
avenue considers what can be learned from recent arguments for and
against the
fact/value dichotomy and whether they can be reconciled with
Aquinas’
account of the status of the primary principles of the natural
law.
Contrary to some recent work in natural law theory, careful study of
recent
developments in the field demonstrates we should reject the stronger
forms of
the claim that moral evaluations do not depend upon facts about human
nature. The common sense reading of Aquinas’ ethics
also
presupposes a relation of dependence between ethics and theoretical
knowledge. But, at the same time, we should not claim that
ethics is
deduced from metaphysics and philosophical anthropology, as some
students of
Aquinas’ ethics have thought. Ethics does not
reduce to metaphysics
or some other science. The second avenue of inquiry aims to
assess the
significance of the alternative view of ethical naturalism presented by
‘Darwinian natural right’ theory.
Observing the pitfalls in
this alternative approach is an important exercise for proponents of
natural
law theory who ought to avoid accepting uncritically any form of
ethical naturalism
that purports to ground morality in human nature and human inclinations.
The
Case for and against the
‘The Naturalistic Fallacy’
There
are two important sources
for the fact/value distinction, Hume’s Treatise
of Human Nature
and G.E. Moore’s Principia Ethica.
Moore
claimed that good is an indefinable, non-natural property,
and that those who attempt to define good in terms of natural
properties commit
the ‘naturalistic fallacy’.
Hume’s paramount
concern was with the distinctive character of practical judgment as
action-guiding.
Hume remarks that if moral judgments were not action guiding there
would be no
point in studying or teaching morality.
He formulates a deceptively
simple syllogism to capture his viewpoint: ‘Morality is
action-guiding,
reason is impotent, therefore morality is not derived from
reason’.
The primary gap for Hume is therefore between the action-guidingness of
practical reason and the descriptive role of theoretical
reason. This
concern is shared in a qualified way by classical Aristotelians such as
Aquinas.
A more
radical
claim about the diversity of fact and value is actually made by G.E.
Moore, who
argues that moral and non-moral terms cannot be inter-definable or
synonymous. Moore
proposed the “open question argument” as a test for
the synonymous
character or reducibility of moral and descriptive language.
According to
this test, whenever the identical meaning of two terms can be
questioned, such
as ‘good’ and ‘pleasurable’, we
cannot infer the one
from the other. Moore argued
that this test applies to every attempted naturalistic
reduction of moral predicates, including utilitarianism and
Neo-Darwinism. If, for instance, we regard the good as
pleasure, we may
ask whether anything is good in virtue of producing pleasure.
Since this
is always open to dispute, Moore argued
good could not be synonymous with or reduced to any
natural property.
The
‘open-question argument’ points to an indisputable
truth about
moral and descriptive language. The connection between
descriptive facts
and moral goods is not universally transparent. Aquinas
actually
discusses this point himself on occasion when he argues that certain
moral
principles are not per se nota
or self-evident to everyone.
This does not entail that facts and values are utterly diverse,
however, since
two terms may have their meaning fixed with respect to each other
without the
connection between them being transparent. Moore’s
argument fails to account for the possibility of
semantic depth—or unrecognized levels of meaning.
It requires that
competent speakers be able to recognize any and all synonymous terms
once they
are familiar with the terms under discussion.
This overly simple view of
meaning precludes the possibility that we may discover through analysis
and
experience greater depth of meaning to terms with which we are already
familiar, because we come to appreciate the deep structure of reality
through
reflection and activity.
A good
example
of how this may take place in the case of ethical reflection is to be
found in
Aristotle’s dialectical inquiry into the nature of the human
good in the Nicomachean
Ethics. Aristotle maintains that the
human good depends upon the
human function, which is given by our nature.
But, an appreciation of
our nature and the goodness of certain possibilities for human
fulfillment must
come from the practice of the virtues. It is by repeating the
acts of the
virtues that we come to acquire a cognitive appreciation for the point
of those
activities as perfections of our nature. We are not merely
socialized. Virtues are cognitive dispositions.
Reflection
upon
the status of Moore’s
“naturalistic fallacy” shows us that the issue of
the relationship
between descriptive and evaluative discourse is part of a more general
problem
concerning also the relationship of any two descriptive discourses.
Unless we
intend to hold that all rational discourse must be reduced to a single
univocal
subject matter, it turns out that Moore’s
account will render impossible movement back and
forth between various sciences as making factual claims. It
must
therefore be rejected. For instance, without reducing
psychological
descriptions to biological descriptions, and biological descriptions to
chemical ones, and chemical descriptions to physics, it is clear that
psychology depends upon biology, chemistry and physics. But,
the
relationship between these sciences is not a strictly deductive
one.
Furthermore, psychology as a science cannot be subsumed into biology
and these
two sciences cannot further be subsumed into physics. Some
have suggested
that psychology can be reduced to chemistry, and perhaps even to
physics.
Thus, physicists could deduce psychological conclusions with properly
physical
principles alone. But, this project has not proved to be
successful.
Psychological descriptions are in some measure irreducible to
biological,
chemical or physical descriptions, even though the former depend upon
the
latter.
This
suggests a
note of caution for both those who would maintain a radical distinction
between
fact and value, and those who would simply dismiss Moore’s
analyses. Just because factual and evaluative
discourse do not appear to pass Moore’s
test, does not entail that a relationship of
dependence between them is lacking. Moral norms do appear to
depend upon
the kind of beings that we are, even if the relationship of dependence
is open
to question and inquiry. This is consistent with Thomas
Aquinas’
assertion that moral facts and physical facts are not distinct in
reality, but
differ in intelligible content or ratio,
because in some sense
moral facts just are physical facts.
On the other hand, the
efforts by some natural law theorists to ‘reduce’
ethics to
metaphysics or anthropology are not unlike the effort to reduce
psychology to
physics. An ontological relationship of dependence between
the subject
matters of these various bodies of knowledge does not license or entail
a reduction.
Moore
was
over-zealous in drawing out the implications of his
principle. But, there
is an important sense in which ethical principles are discovered and
defended
within ethics, just as psychology has its own proximate principles and
subject
matter.
Consider
the
claim that we can deduce physics from metaphysics. Surely
physics depends
upon metaphysics, but the integration of metaphysical principles into
physical
science does not imply a mere deduction of principles in physics from
metaphysics. There is a danger of falling into a mistaken
view on both
sides of this situation. These observations are compatible
with the
Aristotelian view of the relationship between various sciences, in
which the
principles of a lower science depend upon the higher, but the sciences
remain
distinct because proper principles of a particular science must be
co-assumed
(as bridging premises) with the principles demonstrated in the higher
science.
Aquinas’s
View of the
Relationship Between Ethics and Human Nature: The Foundational
Principles of
the Natural Law
Consideration
of G.E.
Moore’s ‘naturalistic fallacy’ has shown
that his speculation
does not warrant the complete diversity of factual and ethical
discourse
although it does suggest the distinctness of the domain of ethical
inquiry. We do not immediately perceive, nor can we merely
deduce the
relationship between moral norms and descriptive facts from a cursory
examination of the empirical data. Crudely empirical
descriptions of human
capacities and desires do not allow us to read our moral obligations
from a
merely descriptive account of human nature. This was Moore’s
concern with utilitarianism, and at another point in Principia
Ethica with Neo-Darwinian biology. While Moore
was wrong to assert an impassible logical gulf between
normative ethics and our understanding of human nature, he was right to
insist
that there was something wrong with the crude scientism of his
day.
The
approach to
human nature and ethical naturalism in early modern philosophy has a
history
that distinguishes it in important ways from classical ethical
naturalism, and
indeed from classical philosophical anthropology and
metaphysics. What is
crucial to the modern understanding is the replacement of an account of
the
function or perfection of human nature, which defines its essence or
purpose
(teleology), by a merely descriptive account of an empirical
given. As we
have seen, Hobbes insists in the Leviathan
that human beings
share in virtue of their common nature certain passions (or emotions)
like
desire, fear and anger; but not the objects or purposes of those
emotions. Our incapacity according to Hume to discover the
secret
purposes of nature, gives way to a surface empirical account, which
like the
case of the Impressionist studying light and color does not allow
discernment
of a deeper narrative beneath the surface appearances. The
present
analysis contends that Aquinas’ account of the role of human
nature in
ethical and political theory is innocent of the legitimate concerns
raised by
figures like Moore and Hume, but that some other contemporary efforts
to revive
ethical naturalism, such as the new Darwinian natural right theory,
face
serious obstacles because they share modern philosophy’s
surface empirical
account of the connection between human nature and the human good.
We can
begin to
get an understanding of Aquinas’ particular version of
ethical naturalism
by looking at his view of the relationship between ethical first
principles and
theoretical knowledge. For the purpose of illustration we may
consider a
single key passage in Aquinas’ Summa
theologiae (ST
I-II.94.2) that has been the subject of a great deal of controversy
over the
last half century or so. The passage contains
Thomas’ most well
known treatment of the relationship between practical and theoretical
knowledge. Interpretations of this passage have ranged from
the view that
ethical principles are part of a subordinate science deduced from
metaphysics
and philosophical psychology, to the view that practical reason is
completely
autonomous. It is not difficult to see that the disputed
interpretations
of this passage have been deeply influenced by modern criticism of
ethical
naturalism by figures such as Hume, Kant and Moore. The truth
of the matter
is that that Aquinas’ position is somewhere in between these
extremes.
Three key
points
in ST I-II.94.2 need
clarification: (1) how the natural law is consequent
to human nature, (2) precisely what relation the
First Principle of
Practical Reason (FPPR) bears to the Principle of Non-Contradiction
(PNC) and
other theoretical principles, and (3) in what sense the natural law is
founded
upon the rational character of goodness and upon human
inclinations. We
can investigate the first and third points by examining the second
objection to
the article.
Question
94.2
poses a remarkably contemporary problem if we pause to think about its
central
thesis: that the natural law is composed of a single precept or norm in
one
sense, and in another sense it is composed of many. Aquinas
evidently has
in mind here the complex and sometimes contradictory character of the
natural
motivations to action within persons. For example, human
beings have both
deeply rooted cooperative and competitive tendencies that render us
both
fiercely loyal and also sometimes treacherous. How can both
altruism and
egoism be natural, and there be a consistent ethic rooted in human
nature? Aquinas is also aware of the diversity of cultural
forms between
groups of persons. In what ways are various cultural forms
rooted in
human nature without implying ethical relativism? Without
denying the
complexity of human nature, and the grounding of ethics and politics in
the
variety of cultural customs, Aquinas’ purpose is to argue
that human
nature provides a common basis for ethical universals.
The purpose
of
the hypothetical question Aquinas poses to himself in the second
objection is
to argue that the natural law can be composed of only one precept,
because
otherwise it would involve any human inclination whatsoever, including
any
particular human desire. The unstated presumption is that
such desires
are often conflicting, and are even the source of vicious
conduct. The
objection formulates at least two relevant concerns: to protect the
rational
character of the natural law and to preserve it against the charge that
many
kinds of immoral behavior could be justified under the guise of natural
desires. In formulating this objection, Aquinas shows that he
is aware of
the danger of allowing ethical naturalism to be described in crudely
physicalistic terms. He anticipates the sort of concern that Moore
had with consequentialism and also certain difficulties
associated with contemporary attempts by evolutionary psychologists to
account
for moral norms strictly in terms of natural selection.
Aquinas
does not
mention any particular example in Objection 2, but the context makes it
clear
that he is aware of these kinds of problems. His response to
the
objection affirms that every human inclination, including those of the
passions, belongs to the natural law, insofar as they are all
“regulated
by reason” and are thus “reduced to one first
precept.”
In this sense he says there are many precepts that share a common
“root.”
Aquinas thus rejects a crudely empirical account of human inclinations
in favor
of one in which natural desires acquire normative significance in the
context
of a reasonable assessment of their mutual ordering to the human
good.
Clearly, natural law is rooted in nature for Aquinas, but is not merely
deduced
from a surface account of human inclinations. Aquinas can
make this move
because his account of human nature presupposes an understanding of its
deeper
structure. The human good is not merely equated with an
empirical account
of the satisfaction of our given desires, but in terms of how desire
and reason
can shape a perfected form of human existence.
We can see
Aquinas putting the fruits of this approach into effect in his
discussion of
matrimony in Book 3, Chapters 122-125 of the Summa
contra gentiles.
In that passage he proposes to himself the kinds of considerations
advanced by
evolutionary psychologists as justification for the dissolubility of
marriage. According to such theorists, we can infer a
temporary but not a
permanent basis for marital fidelity from the male’s genetic
interest in
establishing paternity.
For Aquinas, however, the natural good of human sexual desire and
activity must
be understood not only in terms of the ability to reproduce, but in
terms of
the ultimate end toward which reproduction is ordered.
Children require
nurture and flourish in a society where they experience the permanent
love and
concern of their parents. Aquinas asserts ‘serial
monogamy’
is contrary to justice because it does not respect fairness and
equality of the
husband towards the wife. Finally, marriage is said to be the
highest
kind of friendship, and the intrinsic good of this virtuous activity
cannot be
established without the permanence of indissoluble unions.
A similar
pattern of argumentation is offered in Chapter 129, where Aquinas
develops the
thesis that certain actions are good or evil according to
nature. He
argues from the inclination of natural sociability to the affirmative
precepts
of justice and the negative precept of non-maleficence.
Evolutionary
naturalists have noted the difficulty in deriving other regarding
justice and
universal requirements associated with human rights from our
cooperative
tendencies, since competitive inclinations also have a natural
evolutionary
basis. While he is not ignorant of this point, Aquinas argues
in response
that cooperative and competitive inclinations are given meaning in the
broader
context of their contribution to human fullness of being. We
are clearly
very far from a crudely physicalistic derivation of the norms of the
natural
law from nature at this point. Aquinas thinks the raw data of
the
inclinations must be subsumed into a comprehensive understanding of the
good
life in order to appreciate their full significance and
limits. We may or
may not agree with his particular arguments, but it is clear that his
appeal to
the natural inclinations is complex and sophisticated. It
should also be
clear that such interpretation can only be completed in the context of
a
broadly evaluative as well as descriptive account of human life.
The other
major
interpretative issue at the heart of Question 94.2 is how Aquinas
intends to
characterize the relationship between theoretical and practical first
principles.
It is clear that this relationship is crucially relevant to the
question of the
connection between ethics and our knowledge of human nature.
Here we can
make a few pertinent observations about some points in the body of the
article.
Both
theoretical
and practical first principles are naturally known, per
se nota
or self-evident and indemonstrable according to Aquinas. It
is important
to stress that “indemonstrable” is a technical term
here referring
to the idea of syllogistic demonstration. There is a broader
sense of
demonstration, or defense by elenchus or
reductio ad
absurdum proof strategy that can be used to show
the truth of first
principles for Aquinas.
We do not deduce first principles, since they are firsts, but we can
show they
are undeniably true. Whatever Aquinas means by the term per
se nota
(self-evident), it is clear that the first principles of ethics are not
proper
conclusions deduced from some other principles. The sense in
which practical
first principles are “founded” upon theoretical
ones is thus not
one of straightforward deduction. It is also true that for
Aquinas our
self-evident grasp of first principles can be at first fairly inchoate
or
lacking in specificity. That is, we only see into the deep
structure of
first principles as first and universal at the end of the process of
moral
reflection rather than at the beginning. Initially, we
recognize them
only as principles in a concrete and more particular sense.
Aristotle
suggests a similar model, when he asserts that we acquire the virtues
as we
begin to grasp the point of the activities to which we have been
habituated. Self evident principles need not be fully formed a
priori intuitions.
A second
important point is that the plain sense of the text
suggests a
relationship of dependence between the first practical principle (FPPR)
and the
first theoretical principle, the Principle of Non-contradiction
(PNC).
Aquinas says that an understanding of being is included in everything
we
apprehend. The first theoretical principle, the PNC, is
founded upon the
nature of being and non-being and all other principles are founded upon
it. Just as the plain sense of the text leads us to believe
that primary
practical principles are not proper conclusions, because they are
indemonstrable, the plain sense of the text leads us to deny that the
practical
and theoretical orders are completely diverse—contrary to the
arguments
of contemporaries such as G.E. Moore. The Principle of
Non-Contradiction
functions as a requirement of rationality and consistency in ethical
thinking
as much as it does in other areas, even if ethical rationality and
consistency
requires the FPPR as well. Furthermore, theoretical
propositions may
enter into practical argumentation as premises of ethical arguments,
when they
are combined with evaluative bridging premises. An analogy
with
biological and psychological descriptions may be helpful at this
point.
We do not conclude that psychology can be reduced to biology merely
because
premises about biological facts of the matter can function directly in
psychological argumentation.
The really
crucial issue at stake between competing interpretations of
Aquinas’
account of the relationship of practical and theoretical principles is
ultimately not the question of whether ethics
‘depends’ upon
theoretical knowledge such as metaphysics and philosophical
anthropology.
The plain sense of the text requires that this is true. The
real issue is
whether we think that certain ethical principles, specifically those
grounded
in human beings’ natural desires and inclinations are founded
upon a
strictly or even primarily theoretical knowledge of human
nature. Aquinas
is more confident than present day successors of Hume and Moore that
the deep
structure of reality permits the grasp of evaluative implications in
descriptive concepts. This situation is analogous to the
arguments made
by some contemporary philosophers that certain descriptive concepts
like
‘danger’ have a ‘thick
structure’ that implies an
evaluation. At the same time, a consideration of
Aquinas’ account
of how specific norms are rooted in human inclinations shows that
crudely
empirical descriptive accounts of the inclinations as such are too thin
to
serve as a basis for specific moral norms. We come to grasp
the full
moral significance of our natural desires and inclinations only in
light of a
broader conception of the full range of the possibilities for human
fulfillment. The point is bound to be controversial, but it
seems clear
that the working out of our understanding the good of human nature is
both
practical as well as theoretical. A part of this
understanding includes
recognition of the fact that virtues such as temperance, justice and
friendship
are intrinsically worthy aspects of human fulfillment, not merely
instrumentally valuable as serving the needs of particular
inclination.
Natural desires and inclinations may in some cases lead away from
virtues like
temperance and justice, unless they are tempered by reflection that
places them
into the context of full human good. Marriage and our natural
sexual
desires provide a good example of this point.
From the
foregoing considerations it is clear that Aquinas is an ethical
naturalist in
the sense that he believes concrete moral norms for human conduct
depend upon
the type of beings that we are, which is given by our human nature and
the
possibilities for human fulfillment specified by that nature.
But, as we
have seen from Aquinas’ discussion of straightforward
attempts to derive
specific norms from human desires and inclinations, reaching practical
principles from descriptive knowledge of these inclinations requires
placing
that knowledge in the context of a broader appreciation of how the
inclinations
contribute to human perfection or fullness of being.
Furthermore, we
cannot simply deduce how to integrate our natural desires and
inclinations into
human full-being from some antecedent descriptive facts about our
nature.
We must understand the object or point of those inclinations as
indicating some
possibility for human fulfillment. That is, reason must
integrate the
objects of natural desire into a coherent understanding of the human
good.
In order to
appreciate fully the natural goodness of the inclination to human
sexual
activity, for example, as grounding norms concerning marriage and human
sexual
relations, we need to understand that sexual activity finds it full
meaning in
marriage and family life, as well as that friendship is an intrinsic
fulfillment of persons. Divorce is contrary to the goods that
place the
natural inclination to sexual relations in a fuller human
context.
Without this understanding of the deep structure and meaning of human
sexual
relationships, we would fail to appreciate the moral significance of
our
natural inclinations. Otherwise, if the natural inclinations
were to be
looked at in abstraction from this broader context, the male tendency
towards
sexual promiscuity would appear to license infidelity and no-fault
divorce. A just estimate of the relationship between human
nature and
ethics from the theoretical point of view suggests that ethics depends
upon
human nature, but that it is not exhausted by a kind of crudely
empirical
account of nature. Classical ethical naturalism, such as that
of Aquinas,
could provide a richer account of the relationship of human nature to
ethics,
because it presupposed that inquiry into human nature was deeper than a
surface
empirical account, and included a teleological or purposive account of
nature. It remains to be seen whether contemporary attempts
to revive
ethical naturalism fair as well.
Human
Nature and Political Theory
The
preceding
examination of Aquinas’ treatment of practical principles
demonstrates that
he thinks ethics depends upon human nature, and that practical
knowledge
depends upon theoretical knowledge in several respects. There
is a
danger, however, of overstating this point about Aquinas’
moral
philosophy. For Aquinas, human nature and our natural
inclinations have
normative significance within a broader context that includes the
integration
of our basic desires into an understanding of the human good.
For
example, we come to see the normative weight of our natural
inclinations in light
of their relationship to the intrinsic goodness of virtues such as
justice and
friendship. Neither the goods nor the virtues are grasped by a
priori rational intuitions. They are
expressions of undeniably
good possibilities for human fulfillment that are only understood fully
through
experience and reflection upon activity.
Thus, we
cannot
deduce a complete system of normative principles from a bare set of
empirical
descriptions of human nature, nor even from a simple enumeration of
natural
inclinations. Indeed, the concept of a natural
inclination’s
naturalness must be understood in light of our overall grasp of the
human good
and cannot be reduced merely to a commonly expressed behavioral pattern
as
Hobbes suggested. In many cases, habituation must correct or
at least
shape certain typical attitudinal or behavioral responses commonly
exhibited by
immature persons. It is for this reason that contemporary
natural law
ethicists such as John Finnis have suggested that our grasp of human
nature is
practical as opposed to merely theoretical. Facts about the
deep
structure of human nature are only grasped fully in light of reflection
upon
what goods constitute genuine possibilities for human
fulfillment. It is
useful to complement this abstract argument in the foundations of
ethics with a
concrete political consideration of the role of nature in politics.
This
alternative approach will lead us to the same conclusion from a
complementary
vantage point.
For
Aquinas,
moral and political philosophy are two species of a single broader
genus having
to do with conduct ordered to the human good. Politics adds
some further
dimensions to ethical considerations. For instance, politics
has to do
with the realm of positive law. Aquinas points out in ST
I-II.95 that while some concrete moral and political norms, such as the
prohibition against killing the innocent, can be derived directly from
fundamental general principles, others are specifications of those
principles
in ways that admit of multiple different instantiations.
For
instance, while the requirements of justice include certain concrete
moral
absolutes prohibiting injustice, justice with respect to property
rights in a
particular society depends in part upon custom and particular social
arrangements. The irreducible role of custom and political
prudence
should not be underestimated when enumerating the factors that ought to
shape
social and political life. A certain gap between nature and
concrete
political norms is to be expected, since there are multiple ways of
realizing
individual possibilities for human fulfillment. The
relationship between
human nature and moral and political goods is complex, though not
merely
relative. We should therefore expect that sound political
theory would
lead us to recognize both the dependence of concrete political norms
upon human
nature, and also room for variation. Political life in the
final analysis
cannot be reduced to either nature alone or nurture alone.
In order to
develop this argument it is appropriate to examine recent efforts in
political
theory to revive the normative significance of human nature as a source
of
concrete political norms contrary to contract theory and social
constructionism. The most significant recent effort in this
area is
referred to by its proponents as a theory of ‘Darwinian
natural
right’. This examination will lead to two sorts of
conclusions:
first, Darwinian evolutionary naturalism is an inadequate though
instructive
approach to ethical and political theory, and second the lessons that
can be
learned from studying it help us to understand the complex relationship
between
nature and politics.
Neo-Darwinian
Ethical Naturalism
Proponents
of
the theory of ‘Darwinian natural right’ provide an
excellent
example of a contemporary attempt to restore ethical and political
naturalism
outside the natural law tradition. Neo-Darwinian naturalism
in political
theory draws upon the work of a group of biologists and evolutionary
psychologists who reject the claim that evolutionary theory supports
ethical
egoism and social contract theory or moral relativism. They
argue that
human cooperative tendencies are explicable and required by a careful
study of
the mechanisms of evolution. Political theorists, drawing
upon the work
of these natural and social scientists argue that traditional concepts
such as
justice and even altruism can be defended from an evolutionary
perspective. In addition, according to these thinkers liberal
democracy
can dispense with the religious foundations of morality and replace
them with
an appeal to evolutionary science as a means of preserving and
fostering
cherished liberal political institutions, like democratic government,
personal
autonomy and individual rights.
Evolutionary
theory putatively supports a form of ethical naturalism because it
shows that
evolved human inclinations and desires foster cooperative social
behaviors that
confer adaptive advantages in natural selection. Darwinian
natural right
theorists conclude that modern liberal theory may turn to evolutionary
naturalism in place of its Christian religious roots for a number of
reasons. While some assert that evolutionary theory is not
incompatible
with monotheistic religion, others maintain that religious accounts of
morality
are simply false and exist in deep tension with the basic pleasure
seeking
tendencies inherent in liberal democracies. Nevertheless,
they maintain
that evolutionary explanations offer a defense of moral and political
norms
that is basically traditional, defending the status of our cooperative
and
socially oriented tendencies as the basis for certain natural norms,
contrary
to the assumptions of earlier Social Darwinism.
An
influential
representative of this position in political theory is Larry Arnhart,
whose
book Darwinian Natural Right: The Biological Ethics
of Human Nature
offers a comprehensive treatment of the subject.
His
work draws upon earlier scholarship in the natural and social sciences,
as well
as in political theory. While Arnhart’s position is
certainly not
unique, he is an able defender of the idea that Darwinian ethical
naturalism
should be seen as belonging to a fairly continuous tradition of
reflection that
includes Aristotle and David Hume.
This pairing might seem odd,
since Hume is known for his innovative views in the foundations of
ethics,
which have tended to undermine the traditional conception of practical
reason. With the possible exception of Hume’s
position on suicide,
however, his moral conclusions are generally traditional.
Like Aristotle,
as Arnhart points out, Hume also argues that desire is an important
component
of moral reflection and judgment. Furthermore, Arnhart
defends the idea
that evolutionary naturalism supports traditional social institutions
such as
marriage and the family.
For
Arnhart, the
content of Darwinian natural right morality is therefore essentially
conservative. He is eager to defend evolutionary naturalism
against
ethical and political theorists, like Peter Singer, who think that
Darwinian
morality requires a more liberal or even leftist program.
Some of Singer’s more avante garde positions are well known,
like his
defense of infanticide under certain circumstances and his claim that
people
ought to be prepared to give up any wealth in excess of a minimal
threshold for
the sake of the greater good. Arnhart discounts these views
as
incompatible with Darwinian ethical naturalism because they involve the
denial
of genuine restraints upon ethical and political conduct imposed by
human
nature:
The
real source of this confusion is
not Singer's Darwinism but his leftism. As Singer indicates in A
Darwinian
Left, the Left has traditionally believed that human nature is so
malleable
that it can be shaped in almost any direction; therefore social
problems can be
solved through utopian programs that would make human nature conform to
rational
norms of social harmony.
Utopian
liberals either ignore
that human nature gives us both cooperative and competitive tendencies,
or they
think that such tendencies ought not to be normative because they can
be overcome
in the service of some other rational principle such as utilitarian
maximization. But, Arnhart reminds us that while our
cooperative
inclinations support sacrifice for the good of a group, competitive
tendencies
naturally constrain the focus of our concern to those who are more or
less
proximate. Evolutionary naturalism can support
self-sacrifice, which is
not identical with the kind of moral universalism and self-negation
required by
the principle of utility.
Failing to recognize the normative value of nature and natural
inclinations,
and thinking that we can subordinate nature to utopian social
aspirations can
lead us to implausible and repugnant conclusions, such as that we
should
overcome our natural revulsion to infanticide. Arnhart, on
the other
hand, defends the view that enduring standards of right and wrong,
including
our aversion to infanticide, and support for marriage and the family
are rooted
in natural instincts that confer advantages in the process of natural
selection. He concludes that evolutionary ethics therefore
supports a
fairly traditional form of virtue ethics, and that it belongs in the
tradition
of classical ethical naturalists such as Aristotle and Aquinas.
Like some
contemporary proponents of Thomistic natural law ethics, Arnhart
recognizes
that one of the most significant intellectual obstacles to the
acceptance of
his theory of Darwinian natural right is the so-called fact/value
dichotomy and
the naturalistic fallacy.
Many social scientists have accepted the assertions of mid 20th
century analytical philosophers that there is an unbridgeable logical
gap
between empirical facts and moral evaluations. The fact/value
distinction
is often called “Hume’s law” because the
view that moral
judgments are not judgments of fact is attributed to Hume as its
original
source.
Arnhart thinks this view of Hume of as an ethical anti-naturalist is
mistaken,
and that Hume is closer to the Aristotelian position than many people
are
willing to acknowledge.
His argument against the stereotypical classification of Hume is
twofold:
first, he asserts that Hume does not deny moral judgments are factual,
as long
we understand correctly the facts that they report, and second the real
author
who ought to bear responsibility for the fact/value distinction as we
know it
is Kant.
Arnhart
points
out that Hume thinks moral judgments are factual in the sense that they
report
certain “species-typical pattern[s] of moral sentiments in
specified
circumstances.”
Upon this basis he can argue that for Hume moral judgments are grounded
in
human nature. He distinguishes “cosmic
objectivity,”
“emotive subjectivity,” and
“intersubjective
objectivity.”
Moral judgments lack cosmic objectivity because they are not true
independently
of the facts of certain shared human desires, nor are they just
relative to a
particular person’s subjective emotional state.
Moral norms are
rather dependent upon human desires that are shared across the
species.
Arnhart appeals to Hume’s comparison of moral judgment to
secondary
quality perception in order to make sense of this claim:
“Vice and
virtue, therefore, may be compar’d to sounds, colors, heat
and cold,
which, according to modern philosophy, are not qualities in objects,
but
perceptions in the mind…”
Just as the color red is said
to be a power of objects to induce in the spectator the experience of
seeing
red, so vicious behavior is said to be the power of inducing the
sentiment of
disapproval in the agent.
We can be mistaken about a particular moral judgment, just as we can be
mistaken about seeing a particular color, because we can be mistaken
about what
the species-typical sentimental response would be in a particular
situation.
This species-typical response is a fact of the matter accessible to
reason, but
the moral sentiment itself and its normative force is not derived from
reason. Moral norms are therefore factual insofar as reason
can judge of
moral sentiment, but reason itself cannot motivate.
Even more
remarkable than his reading of Hume is Arnhart’s suggestion
that Hume and
Aristotle agree fundamentally about the structure of practical judgment
and its
normative force.
Arnhart quotes Aristotle’s assertion that “thought
by itself moves nothing…” concluding that for
Aristotle “desire or passion” is the primary
motivating force in human action.
Identifying desire with the passions, Arnhart asserts,
“Aristotle
recognizes—but does not elaborate—the psychological
basis of ethics
in the moral passions that is elaborated by David Hume and other
philosophers
like Adam Smith who argued for the existence of a moral
sense.”
From the
point
of view of Darwinian natural right, a key aspect of
Aristotle’s
recognition of the moral sense is reflected in his attribution of human
beings’ naturally social and political behavior to the
natural
inclination to care for one’s offspring, a point of view
which is also
shared by Hume.
Arnhart recognizes that it is difficult to extend this natural
sentiment to a
generalized theory of justice, because human cooperative tendencies are
matched
by competitive ones that tend to restrict our concern to those
proximate to
us. Nevertheless, he suggests that Hume and Aristotle would
agree that
this concern can “extend in principle to all members of the
human
species.”
The real
enemy
of ethical naturalism according to Arnhart is not Hume, but
Kant. Kant
rejected the idea that we can infer moral judgments from facts about
human
nature, since such natural facts pertain to the phenomenal realm, which
is
wholly determined by the laws of classical dynamics.
Moral
behavior for Kant must originate within the noumenal realm of an
agent’s
free choices. Arnhart maintains that Kant accepted
Hobbes’
unfortunate conclusion that human sociality is essentially an
overcoming of our
natural tendencies towards selfishness.
The
contrast
between Hume and Kant is significant for Arnhart, precisely because he
thinks
that the same sort of struggle with similar divisions has taken place
among
Darwinian treatments of ethical and political theory. Darwin
himself,
according to Arnhart, embraced Humean/Aristotelian ethical naturalism
in the Descent
of Man.
(74) Darwin
attributes the development of morality to the gradual refinement and
enlarging
of the natural human tendency to care for one’s
offspring. This
ground of human sociality is explained by the theory of evolution as an
adaptive advantage for sophisticated organisms like human beings, who
need long
term care from childhood through early adulthood. (75)
Darwinian
naturalism must respond to two significant objections: first that
competitive
tendencies among human groups militate against the extension of
cooperation to
a generalized theory of justice, and second that actions for the sake
of
others, like courage in battle, appear to contradict natural
selection’s
tendency to favor self-preservation.
Arnhart points out that
Darwin can respond to the first objection in the same way that Hume
does, and
to the latter objection Darwin argues that other regarding actions
provide a
reproductive advantage from the point of view of the social group
although not
the individual.
Evolutionary
theorists following in Darwin’s
footsteps appear to divide along the fault line of
whether they accept his idea of group selection and his ethical
naturalism. Arnhart notes that Darwin’s
close confidante Thomas Huxley eventually came to
reject ethical naturalism and to hold the
“Hobbesian-Kantian”
position that nature is morally indifferent and that moral values
cannot be
derived from facts.
While the latter position has been influential in evolutionary biology
and
political philosophy, Arnhart and some other political theorists have
been
working assiduously to rehabilitate Darwin’s
Humean ethical naturalism. Arnhart concludes,
“…if we agree with Hume that moral obligation is
grounded in
natural human sentiments or desires, then we would have to say that
human
morality must be rooted in human nature.”
In
assessing the
merits of Arnhart’s argument for Darwinian natural right
theory as a
potential alternative to natural law ethics, we must first ask whether
it is
necessary to embrace the conclusion that moral obligation, even for an
ethical
naturalist, is grounded only in human sentiments.
Arnhart’s
enumeration of the similarities between Aristotle and Hume is surely
correct in
numerous respects. Aristotle holds that practical judgment
depends upon
reason and desire, as opposed to reason alone, but we must wonder
whether
Arnhart fails to appreciate fully the nature of Aristotelian practical
reason
and the intrinsic value of the virtues and basic goods. Even
more
fundamentally, it would appear problematic to equate desire with the
passions
for Aristotle, since that is to beg the question of whether we should
exclude
the rationality of desire in Aristotle’s analysis.
Terence
Irwin
has argued forcefully that despite the overt similarities in language
between
Hume’s Treatise and
Aristotle’s discussion of
practical judgment in Nicomachean Ethics VI.1
and De Anima
III.10, we should not equate the Aristotelian view of practical
judgment with
Humean sentimentalism.
This view is consistent with medieval Aristotelians, such as Aquinas,
who held
that there are different forms of appetitive tendency, including
rational
appetite or will. The very texts that Arnhart uses to
establish Aristotle
as a Humean sentimentalist lend support to the view that
Aristotle’s
conception of desire includes in some cases an intrinsic rational
component.
Consider
De Anima
III.10, for instance. In the passage where Aristotle argues
that
intellect does not move without desire, he adds that the object of
desire is
the good.
Contrary to Hume and also to Hobbes as we have previously indicated,
who hold
that human beings share only common sentiments, Aristotle’s
point here
seems to be that human beings are naturally motivated by shared common
possibilities for human fulfillment. In the opening to the Nicomachean
Ethics, for example, Aristotle argues that the
evaluation of these
goods requires a teleological account of the overall human good or
happiness. Arnhart stresses Aristotle’s treatment
of certain
passions as morally praiseworthy, despite the fact that they are
distinct from
the virtues, because they are dispositionally ordered to the virtues.
He is admittedly correct, but it should also be noted that Aristotle
treats the
possession of the virtues as a cognitive dispositional state.
There is a
difference, he insists, between a person who simply repeats the acts of
the
virtues, and one who does them from the state of possessing the
particular
virtue. Acting from the state of possessing a virtue requires
that the
agent acts intentionally for the sake of the intrinsic good the virtue
instantiates.
Another
puzzle
in Arnhart’s presentation is what to do with agents whose
sentiments are
conflicted, either because they are at odds with the species-typical
norm, or
because they are experiencing mutually incompatible desires.
If the
good is simply what is desired, rather than what is objectively
desirable, it
is difficult to say from what vantage point, other than an overall
conception
of the good, the value of various desires may be assessed.
Because they
are different, we may be compelled to treat cultural psychopaths as
abnormal,
but we lack the rational basis for a critique of such behavior if
morality is
ultimately rooted in non-rational sentiments that cannot be further
analyzed as
goods. In addition, Aristotle clearly thought that young
people have
natural tendencies that must be modified or shaped through the process
of
habituation. Basic human desires for certain pleasures and
against
certain pains, for instance, must be shaped by moderation in order to
possess
the virtues of temperance and fortitude. As we have argued
above, Aquinas
holds that the normative force of the natural inclinations to various
goods
must be integrated through the consideration of reason.
Humean
sentimentalism does not provide for this possibility.
Several
other
similar difficulties merit attention. Arnhart acknowledges
that human
competitive inclinations tend to confine justice within the bounds of
one’s particular social group. Thus, he notes,
“…the
humanitarianism of human beings will always be difficult to cultivate
and
almost always weaker than their egoism, their nepotism, and their
patriotism.
Still, he thinks that Darwinian natural right can “constitute
the
universal principle of morality” through the broadening of
human
sentiments.
He even goes so far as to suggest that this natural sentiment of
justice can
include recognition of the immorality of slavery.
It is
frankly quite hard to imagine how Darwinian ethical naturalism can
produce
anything like an Aristotelian theory of justice without treating
reasons as
fundamental norms. Furthermore, the specific case of slavery
seems
particularly difficult. Although we can imagine the
broadening of human
cooperative sentiments to include a city, state or even a large modern
society,
so long as we regard human cooperative and competitive tendencies as
equally
natural, there is always some competitive advantage to subordinating a
particular group. Nor can it be argued that such competitive
advantage
should be rejected upon the basis that all human beings are equally
human,
unless we are prepared to apply a universal rational standard of
evaluation to
a primitive moral sentiment.
A further
difficult puzzle arising from the equation of the good with natural
sentiments
is the problem of critiquing the technological separation of the
satisfaction
of desires from their ordinary natural consequences. Francis
Fukuyama’s disturbing vision of a post-human future provides
for the
possibility of a world in which we may separate completely the
satisfaction of
some desires from their ordinary consequences. It is possible
to envision
any number of examples in which science and technology may allow us to
separate
natural sentiment from what has traditionally been understood as human
flourishing, for example. Unless the normative force of our
natural
sentiments can be further analyzed in terms of their contributions to
an
overall conception of the human good, the content of morality would
have very
little stability, and our confident determination of normality vs.
psychopathic
behavior would collapse.
The final
and
perhaps the most fundamental difficulty with Arnhart’s
account of
Darwinian ethical naturalism based upon Humean sensibility theory lies
in his
conception of intersubjective objectivity. Arnhart borrows
Hume’s
analogy between moral evaluations and secondary quality
perception. According
to Hume, unlike primary qualities such as solidity, secondary qualities
such as
color are not extra-mental. They are merely the propensity of
a
particular object to produce in the mind a perceptual
response. Just like
color perception, Hume and Arnhart argue, moral evaluations are
‘true’ if the conduct that produces them is such as
to induce a
species-typical particular moral sentiment. The normative
force of a
particular evaluation is nothing more than the fact of a
species-typical
sentimental response. John McDowell offers a penetrating
critique of this
aspect of Humean theory from an Aristotelian perspective in his
article,
“Values and Secondary Qualities.”
He
insists that there is an important disanalogy between values and
secondary
quality perception: “The disanalogy, now, is that a virtue
(say) is
conceived to be not merely such as to elicit the appropriate
‘attitude’ (as a colour is merely such as to cause
the appropriate
experiences), but rather such as to merit
it.”
In order to illustrate the concept of ‘meriting’ a
particular
evaluation McDowell uses the evaluative concept
‘danger’, which he
suggests is similar to a moral evaluation. Any theoretical
attempt to give
an account of the correct
application of the concept
‘danger’ must include not only the fact that a
particular object
induces the perception of danger, but that such an object is in fact
dangerous,
or such as to merit the
application of the concept.
McDowell’s purpose is to argue against the unreality of
values presumed
by Humean non-cognitivism. But, it also shows why, from the
point of view
Aristotelian ethical naturalism, it is not sufficient to reduce moral
norms to
species-typical moral sentiments or natural inclinations
themselves.
Natural inclinations are not normative because of the bare fact of
their
existence, but because they are natural human tendencies toward human
perfection understood in the context of the overall human good.
Neo-Darwinian
Naturalism, Political
Theory and the Transcendent
That
is why religious nations have
often accomplished such lasting achievements. For in thinking
of the
other world, they had found out the great secret of success in
this.
Religions instill a general habit of behaving with the future in
view… But as the light of faith grows dim,
man’s range of
vision grows more circumscribed, and it would seem as if the object of
human
endeavors came daily closer.
Up
to this point we have
considered some internal difficulties with Darwinian natural right as a
replacement for traditional ethical naturalism. Alexis de
Tocqueville
reminds us of an external difficulty. The purpose here is not
to critique
evolutionary theory as such, but to ask whether Darwinian natural right
can
provide a fully adequate moral and political philosophy from its own
resources. The problem with such
‘materialist’ views
according to Tocqueville is that they end up with an impoverished
conception of
the human person and social life that cannot preserve human dignity
against the
degrading tendencies inherent within a liberal democracy. In
this
respect, they share some of the problems faced by those who completely
reject
the ethical implications of human nature.
Although
Darwinian natural right theorists wish to preserve the dependence of
ethical
and political principles upon human nature, like other modern moral
philosophers their conception of nature is fairly thin because it is
largely
empirical and physicalistic. In a recent critique of
Darwinian natural
right theory, Carson Holloway argues that this approach to ethical
naturalism
ultimately fails because it preserves a “merely
decent” conception
of society, instead of fostering human excellence.
He
calls upon Alexis de Tocqueville’s assertion that a democracy
which fails
to temper the mediocre and hedonistic temptations of its citizens with
a
yearning for higher goods, is likely to end up with oppression through
the
“tyranny of the majority” and the dehumanizing
effects of mass
society.
Tocqueville pointed out that Christianity, with its twofold emphasis
upon the
dignity of the individual person and the individual’s
simultaneous
transcendent calling has been the salvation of the American democratic
system. Without this elevating and transcendent aspect
Tocqueville
suggests that American democracy would have succumbed to the worst
tendencies
of hedonistic self-interest. But
he does not stop
there. Transcendent religious aspirations are, he insists, a
part of
human nature:
It is
by a sort of intellectual
aberration, and in a way, by doing moral violence to their own nature,
that men
detach themselves from religious beliefs; an invincible inclination
draws them
back. Incredulity is an accident; faith is the only permanent
state of
mankind. Considering religions from a purely human point of
view, one can
then say that all religions derive an element of strength which will
never fail
from man himself, because it is attached to one of the constituent
principles
of human nature.”
Oddly
enough,
when we place Tocqueville’s assertion into the context of a
traditional
version of natural law ethics such as that of Aquinas we are faced with
an
apparent paradox in the form of the distinction between the natural and
supernatural ends of human persons. Perhaps
Tocqueville’s argument
would render Thomistic natural law theory moot as well, since it
regards
supernatural beatitude as beyond unaided human nature? This
paradox is
only apparent, however, because Aquinas asserts, as did Augustine
before him,
that the human tendency towards a perfect transcendent good is
natural.
Furthermore, he places the virtue of religion under the heading of the
moral
virtue justice, distinguishing it explicitly from the theological
virtues:
faith, hope and charity.
Although Aquinas speaks of two kinds of beatitude, he does not assert
that the
human person has two ultimate ends, even though he does speak of a kind
of
natural happiness proportioned to the immanent capacities of human
nature.
From the point of view of the human subject, happiness is something
natural
because it is an activity of the soul according to the highest virtue.
From the point of view of the object, perfect happiness is something
beyond the
immanent capacities of human nature, though not contrary to
them. In this
sense, imperfect and perfect beatitude are both genuinely natural ends
of human
activity. To speak of religion and a supernatural end is not
therefore to
place oneself automatically outside the consideration of
nature. We do
not need to deny that there is a natural end of human life,
proportioned to
immanent human capacities in order to agree with Tocqueville that human
beings
have a natural desire for supernatural happiness.
Tocqueville’s
observations suggest a somewhat curious but very important
result. They
imply openness in human nature to multiple possibilities in the
specification
of the ultimate end. This is true whether or not we concede
that human
beings actually have a transcendent ultimate end. True or
false as a view
about human life, it is a possibility that must be
considered. Granting
the possibility of a transcendent end, which would entail the fact that
human
beings are ordered to an end they can desire but not achieve by virtue
of their
own immanent functional capacities, the relationship of human nature to
the
human good turns out to be complex. It is not merely
deducible from a
thin empirical analysis of those functional capacities
themselves. Our
grasp of human natural inclinations can only be made sense of in light
of
reflection upon human possibilities for fulfillment. Thus,
the normative
character of the natural inclinations cannot be defended apart from a
genuine
theory of practical reason, in which goods provide the rational basis
for
appetitive tendencies. This conclusion is consistent with the
analysis of
Aquinas’ account of practical reasoning above, and it
militates against
the acceptance of Arnhart’s Humean sentimentalism.
Perhaps the
most
challenging aspect of Tocqueville’s argument against what he
calls
‘materialist’ theories is that by trying to reduce
the good to an
enumeration of strictly immanent human functional capacities, they
vitiate the
very attainment of the political goods they seek to preserve in liberal
democracies. A purely mundane vision of the human person,
according to Tocqueville,
will destroy the pursuit of human excellence and will grant unbridled
freedom
to the inherent democratic tendency towards self-centered
hedonism. A
chilling empirical confirmation of Tocqueville’s assertion
may be on the
horizon in the form of the coming biotechnological revolution, in which
human
beings may finally be able to alter human nature in order to satisfy
their
desires. What matters to the human organism from an
evolutionary point of
view is reproductive success for oneself or one’s proximate
genetic
relatives, not the abstract good of a whole race, or even the
species. As
Carson Holloway argues in his critique of Darwinian natural right, this
invites
the dehumanization of our nature through advances in various eugenic
programs.
Neo-Darwinians who argue to the contrary that there is a basis in
evolutionary
naturalism for an argument favoring individual human dignity engage in
a
non-sequitur. Since there are no species-transcendent moral
values, there
is no basis for one species or the evolved state of a species to be
preferred
to another. Based upon Darwinian premises alone, we have many
reasons to
wish that the nature of our offspring and the future state of the human
community be very different from its present condition. None
of this is
incompatible with the fundamental genetic desire for
self-preservation.
In the final analysis, the attempt to derive a full-scale conception of
morality strictly from the observation of human sentiments and immanent
capacities is deeply flawed.
Conclusions
My
point is that those who stand
outside all judgements of value cannot have any ground for preferring
one of
their own impulses to another except the emotional strength of that
impulse… At the moment, then, of Man’s
victory over Nature,
we find the whole human race subjected to some individual men, and
those
individuals subjected to that in themselves which is purely
‘natural’—to their irrational impulses.
Nature, untrammelled
by values, rules the Conditioners and, through them, all humanity.
Man’s
conquest of Nature turns out, in the moment of its consummation, to be
Nature’s conquest of Man. [96]
As early as
1944, in the Abolition of Man
C.S. Lewis warned of the grim possibility
of a post-human future brought on by the biotechnological revolution
that is
currently gaining momentum all around us. Lewis stressed that
he was not
a Luddite who opposed either developments in science or advances in
technology
as such. But, he was concerned about certain dangers inherent
in
Descartes and Bacon’s project of making human beings masters
and
possessors of nature. The unfolding of this project had at
least two
important intellectual effects. First, human beings came to
think of themselves
as reversing their relationship to nature. Instead of needing
to conform
to nature in order to succeed, now they could refashion nature in their
own
image according to their desires. Second, mastery was
achieved through
the quantification of nature. The old qualitative and
teleological
systems of natural philosophy were set aside in favor of new empirical
and
rational approaches.
Both of
these
developments have had profound ethical implications. We have
documented
how the replacement of the classical conception of nature with the
modern one
has led to a qualitatively thin empirical account of human
life. Lewis
suggested that a general effect of the new quantitative approach was to
produce
a value neutral understanding of anything assigned to the category of
‘nature’ as a mere artifact. What the
biotech revolution
makes possible is that human life itself shall be rendered a mere
‘natural object’ open to technological
manipulation.
Furthermore, it is a consequence of the modern view that no inherent
values can
guide or limit this technological manipulation, since we have overcome
nature’s limits and our understanding of a ‘natural
object’
is value neutral in any case. Lewis’ worry was that
only the
pleasures and sentiments of those who would be in control of the
process would
be left to guide the biotech revolution. Paradoxically, the
human victory
of mastery over nature would end up subordinating most human beings to
the
crudest ‘natural’ sentiments of a small minority of
other human
beings. Recent history has demonstrated that Lewis’
concerns were
well founded, since our contemporaries disagree not only over what
biotechnological manipulations we ought to undertake, but also whether
any
ethical imperatives whatsoever should intrude upon scientific and
technological
progress.
This shows
that
there is a simple, if somewhat flippant, answer to the concern that we
may not
be able to get back to nature in the contemporary world because the old
idea
that human nature has ethical implications has been outmoded.
We may
disagree about what those ethical implications are, but we cannot
escape
them. None of this comes as a surprise to natural law
theorists.
Claiming that ‘human nature’ just is a term for a
certain natural artifact
for which an empirical/factual, but not a qualitative/ teleological
description
can be given has important moral and political consequences.
We must
evaluate those consequences in light of whether they constitute the
best
possibility for human fulfillment. This requires an
understanding of
human nature in light of an overall conception of the good
life. We
cannot escape the need for this kind of inquiry. Such an
evaluation is
not in principle anti-scientific or anti-technological, even if it
challenges
the view that a deeper qualitative understanding of human nature is
either
unachievable or unscientific.
For this
reason,
there is a danger of failing to recognize the good in the Darwinian
natural
right theory even as we critique it. The effort to discover
the ethical
implications of nature in light of advances in the natural sciences
ought to be
applauded as a positive development. Darwinian natural right
theorists
astutely criticize positivistic accounts that treat ethical appeals to
nature
as simply meaningless because of a putative logical gulf between facts
and
values. As we have seen with regard to Aquinas’
treatment of the
first principles of the natural law, getting beyond such a simplistic
view of
meaning does not entail the conclusion that ethics can merely be
deduced from a
set of naturalistic descriptions in physics or metaphysics.
There is
truth in the fact/value distinction when it is properly
understood.
Evolutionary naturalists like Larry Arnhart ought be applauded and
studied
carefully for their efforts to restore a basically Aristotelian account
of the
virtues and human excellence, and to defend human dignity, from within
the
limits of a scientific point of view. There is much to be
gained from
Arnhart’s evolutionary critique of Hobbesian egoism and
utopian social
constructionism, which tends to treat nature as a kind of infinitely
malleable
artifact for social engineering. Evolutionary naturalists
have also made
significant strides toward showing that teleological descriptions have
a place
in natural science, although we ought to challenge the idea that
immanent and
cosmic teleological reasoning are fundamentally incompatible.
These
strengths
in Darwinian natural right theories are matched by important
weaknesses.
Arnhart’s appeal to Humean sentimentalism based upon the
analogy between
value and secondary quality perception can find no deeper basis for the
normative significance of nature than species-typical sentiments
themselves. But, as John McDowell has pointed out, there is
an important
disanalogy between practical judgment and secondary quality
perception.
It is not merely the empirical fact that we have certain
species-typical
responses that make them normative, but that our responses are merited
by our nature and the way things are. After all, as Aquinas
recognized,
there can be fundamental conflicts between natural human
sentiments.
Through habituation to the virtues our natural responses must be shaped
and
corrected by practical judgment about the human good. Natural
inclinations are normative within a practical grasp of our nature and
possibilities for human fulfillment. In other words, a
genuine theory of
practical reason is needed. Sentimentalism is not
enough. C.S.
Lewis pointed to the fundamental problem with this approach in The
Abolition
of Man.
It
provides no vantage point from which to criticize the final conquest of
nature,
which will result not in liberation, but our subordination to the
passions of a
small minority in power. As Alexis de Tocqueville recognized,
only a
qualitatively deeper and ultimately transcendent understanding of the
meaning
and purpose of human life can in the final analysis sustain the
liberties we
have worked so hard to achieve through liberal democracy and the quest
for
advances in human understanding through the mastery of
nature. Natural
law arguments in ethics and politics should therefore remain a vital
and
important source of reflection about the human good.
Assumption College
Worcester, Massachusetts
About
the Author
Works Cited:
Aristotle,
and Terence Irwin. Nicomachean Ethics.
2nd ed. Indianapolis,
Ind.: Hackett Pub. Co., 1999.
Arnhart,
Larry. Darwinian
Natural Right : The Biological Ethics of Human Nature,
Suny
Series in Philosophy and Biology. Albany, NY: State
University of New
York Press, 1998.
———.
"The New Darwinian Naturalism in Political Theory." The
American Political Science Review 89, no. 2 (1995):
389-400. Available
from http://links.jstor.org/sici?sici=0003-0554%28199506%2989%3A2%3C389%3ATNDNIP%3E2.0.CO%3B2-Q.
———.
"Stealing Darwin." National Review
53, no. 6 (April 02,
2001): 46-48. Available from http://search.ebscohost.com/login.aspx?direct=true&db=aph&AN=4223817&site=ehost-live.
Brague,
Rémi. The
Wisdom of the World : The Human Experience of the Universe in Western
Thought.
Chicago, Ill.: University of Chicago Press, 2003.
Brink,
David
Owen. Moral Realism and the Foundations of Ethics,
Cambridge
Studies in Philosophy. Cambridge ; New York:
Cambridge University
Press, 1989.
Descartes,
René. Discourse
on Method for Reasoning Well and for Seeking Truth in the Sciences
in,
2006 [cited 2007-04-26 16:34:34 2007]. Available from http://www.mala.bc.ca/~johnstoi/descartes/descartes1.htm.
Finnis,
John. Natural
Law and Natural Rights. Oxford: Clarendon Press,
1980.
Flannery,
Kevin
L. Acts Amid Precepts : The Aristotelian Logical
Structure of Thomas
Aquinas's Moral Theory. Washington, D.C.: Catholic
University of
America Press, 2001.
Fukuyama,
Francis. Our Posthuman Future : Consequences of the
Biotechnology
Revolution. 1st ed. New York: Farrar, Straus and
Giroux, 2002.
Hobbes,
Thomas. Leviathan
in University of Adelaide Library, 2007 [cited April 23 2007].
Available from http://etext.library.adelaide.edu.au/h/hobbes/thomas/h68l/complete.html.
Holloway,
Carson.
The Right Darwin? : Evolution, Religion, and the
Future of Democracy.
Dallas, Tex.: Spence Pub. Co., 2006.
Hume,
David, L.
A. Selby-Bigge, and P. H. Nidditch. A Treatise of
Human Nature.
2d ed. Oxford: Clarendon Press (Oxford), 1978.
Irwin, T.
H.
"Aristotle on Reason, Desire, and Virtue." The
Journal of
Philosophy 72, no. 17 (October 1975): 567-78.
Available from http://links.jstor.org/sici?sici=0022-362X%2819751002%2972%3A17%3C567%3AAORDAV%3E2.0.CO%3B2-X.
Kant,
Immanuel. Fundamental
Principles of the Metaphysic of Morals in
University of Adelaide
Library, 2004 [cited 04-23 2007]. Available from http://etext.library.adelaide.edu.au/k/kant/immanuel/k16prm/.
Lewis, C.S.
The
Abolition of Man. New York: Touchstone Books, 1996.
MacIntyre,
Alasdair C. After Virtue : A Study in Moral Theory.
2nd ed. Notre
Dame, Ind.: University of Notre Dame Press, 1984.
Maritain,
Jacques. The Range of Reason in
University of Notre Dame, (1952)
[cited 2007-04-24 23:59:50 2007]. Available from http://www2.nd.edu/Departments/Maritain/etext/range.htm.
Matar, Anat
Biletzki and Anat. Ludwig Wittgenstein
in The Stanford
Encyclopedia of Philosophy. Winter 2006. Available
from http://plato.stanford.edu/archives/win2006/entries/wittgenstein/.
McDowell,
John.
"Values and Secondary Qualities." In Essays on Moral
Realism,
edited by Geoffrey Sayre-McCord. Ithaca NY: Cornell University Press,
1988.
———.
"Virtue and Reason." In Virtue Ethics,
edited by Roger
Crisp and Michael Slote. New York: Oxford University Press, 1997.
Mill, John
Stuart. Utilitarianism in
University of Adelaide Library, 1998
[cited 04-23 2007]. Available from http://etext.library.adelaide.edu.au/m/mill/john_stuart/m645u/.
Nelson,
Daniel
Mark. The Priority of Prudence : Virtue and Natural
Law in Thomas Aquinas
and the Implications for Modern Ethics. University
Park, Pa.:
Pennsylvania State University Press, 1992.
Schapiro,
Meyer.
""Muscipula Diaboli," the Symbolism of the Merode
Altarpiece." The Art Bulletin
27, no. 3 (September 1945):
182-87. Available from http://links.jstor.org/sici?sici=0004-3079(194509)27%3A3%3C182%3A%22DTSOT%3E2.0.CO%3B2-6.
Staley,
Kevin.
"Happiness: The Natural End of Man." The Thomist
53
(April 1989): 215-34.
Stephen
Darwall,
Allan Gibbard, Peter Railton. "Toward Fin De Siecle Ethics: Some
Trends." The Philosophical Review
101, no. 1 (January 1992):
115-89. Available from http://links.jstor.org/sici?sici=0031-8108(199201)101%3A1%3C115%3ATFDSES%3E2.0.CO%3B2-X.
Tocqueville,
Alexis de, and J. P. Mayer. Democracy in America.
1st Perennial
library ed: Harper & Row, 1988.
Wiggins,
David. Ethics
: Twelve Lectures on the Philosophy of Morality.
Cambridge, Mass.:
Harvard University Press, 2006.
List of Illustrations
|
Page 11
|
Plate 7: The Unicorn
in Captivity, South Netherlands,
1495–1505 (Metropolitan Museum of
Art).
Photograph from http://commons.wikimedia.org/wiki/Image:Unicorn_in_Captivity.jpg
in the public domain.
|
|
Page 12
|
Plate 2: The
Unicorn Leaps across a Stream, South Netherlands,
1495–1505 (Metropolitan Museum of
Art).
Photograph from http://www.metmuseum.org/Works_of_Art/viewOne.asp?dep=20&viewmode=0&item=37.80.3
. Used by permission:
http://www.metmuseum.org/information/terms.asp
.
|
|
Page 14
|
Plate 8: The
Annunciation Triptych, Netherlands,
ca. 1425, Robert Campin. (Metropolitan Museum of
Art).
Photograph from www.metmuseum.org/toah/images/h3/h3_56.70.jpg.
Used by permission: http://www.metmuseum.org/information/terms.asp
.
Plate 9: The
Annunciation Triptych (detail).
Photograph from http://commons.wikimedia.org/wiki/Image:Robert_Campin_011.jpg
in the public domain.
|
|
Page 17
|
Plate 10: Henri Gervex , Before
the Operation, 1887 (Musée
d’Orsay).
Photograph by Gavin Colvert.
|
|
Page 19
|
Plate 11: Claude Monet, The
Argenteuil Bridge, 1874 (Musée d’Orsay).
Photograph by Gavin Colvert.
|